- SMBC (New York, NY)
- …analytic tools. You will also help advise senior leaders in Risk, Business, and Regulatory Compliance functions on the operation of their businesses in a manner ... which is the 2nd line of defense independent risk management function for the bank . As a Sustainability and Climate Risk Management Associate, you will play an… more
- American Express (New York, NY)
- …you will help us define the future of American Express. American Express National Bank is American Express' US banking operation, representing more than 60% of the ... programs and services provided by AENB, in partnership with Bank affiliates and executive officers. In addition, the team...key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact… more
- Citigroup (Queens, NY)
- …ensuring consistent delivery of client and team experiences aligned with the bank 's standards **Responsibilities** : + Lead, coach, and support Universal Bankers and ... Tellers by modeling excellent service behaviors and mentoring on sales, service, and compliance routines. + Guide both clients and team members in the branch,… more
- Citigroup (Getzville, NY)
- …are entrusted with managing the diverse and collective impact of the bank 's risks. This involves identifying and managing enterprise-level and cross-cutting risks, ... role is integral to the overarching objectives of the bank , as it ensures the bank 's operations...to ensure delivered solutions meet business goals. + Support regulatory and audit reviews at various levels, providing the… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls. Understand that operational risk, regulatory compliance risk, AML/ATF risk, and conduct risk requirements ... is not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook, and… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- Citigroup (New York, NY)
- …to be considered, and seek or grant approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... that cross generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can and cannot be… more
- Capital One (New York, NY)
- …+ Bachelor's degree or military experience + At least 10 years in legal, compliance , risk management or regulatory experience in consumer financial services + At ... will lead a team of dedicated AML risk managers aligned to Commercial Bank , with the goals of providing holistic end-to-end risk management, producing optimal risk… more
- MUFG (New York, NY)
- …and maintain knowledge of industries represented in portfolio, including technical aspects and regulatory issues. + Participate in client and bank meetings as ... regard to exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Requirements:** + Bachelor's degree, CFA… more
- CTG (Buffalo, NY)
- …and make recommendations to attorneys on legal issues to ensure legal and regulatory compliance . + Interview clients and witnesses, and research facts to ... respect to products and services as assigned. + Assess bank forms to determine whether revisions are necessitated by...to legal issues. + Oversee key projects involving litigation, compliance , regulatory , and product issues that affect… more