- MUFG (New York, NY)
- …with regard to exposure on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Requirements:** + A Bachelor degree, ... credit application according to policy, including evaluation of corporate, regulatory and industry risk, historical operating performance, projected operating… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …method validation and implementation activities for drug substance and drug product ensuring compliance with relevant ICH and regulatory guidelines + Develop and ... collection, storage conditions, and analytical testing, to support product development and regulatory submissions. + Author and review INDs, NDAs, and other … more
- Synchrony (New York, NY)
- …the development and enhancement of procedures and control frameworks to ensure regulatory compliance and effective model risk management. Design and automate ... understanding or background in model governance processes, policy and procedure, regulatory expectations, eg, SR-11-7/OCC 2011-12, in model risk management, as well… more
- HSBC (Buffalo, NY)
- …ensuring accuracy and quality standards + Adhere to all federal, state and HSBC regulatory compliance polices while maintaining HSBC Code of Ethics. Ensure that ... to compliance and operational risk controls with HSBC and regulatory standards, policies and practices: report control weaknesses, compliance breaches… more
- KeyBank (Rochester, NY)
- … by providing direction and guidance to branch team on operational/ regulatory procedures, ensuring compliance with operational, security, audit procedures, ... partner to the people and businesses in our Key Bank communities. The Branch Manager builds, coaches, develops, leads,...Provide guidance and direction to branch team to ensure compliance of regulatory , security and internal controls,… more
- Akwesasne Mohawk Casino Resort (Hogansburg, NY)
- …listing outlining any irregularities, and performing an extensive review ensuring compliance will all necessary regulatory requirements. + Table Games: ... Mohawk Casino daily revenue from the gaming floor in compliance with our System Accounting and Internal Control. The...Credit: (6wk training) audit consisting of; + The Main Bank , Satellite Bank , Chip Bank ,… more
- MUFG (New York, NY)
- …in the bank 's Core Systems ensuring customer information is in compliance with applicable laws, regulations and industry standard practice and taking due ... all bank documents ("Legal Documents") submitted with business transactions and maintain compliance with all bank policies and procedures and work in a… more
- CIBC (NY)
- …of business, including high-level understanding of operations and trading + ** Regulatory Awareness-** Understanding of compliance requirements related to ... We're building a relationship-oriented bank for the modern world. We need talented,...actionable and sustainable recovery strategies that ensure alignment with regulatory expectations and corporate guidelines. A key aspect of… more
- Otsuka America Pharmaceutical Inc. (Queens, NY)
- …handling complex on-label details in accordance with approved materials. Ensure compliance with regulatory standards and provide clear, accurate information ... **Position Overview** This position requires a deep understanding of regulatory requirements, operational challenges, and the distinct clinical and quality-of-life… more
- Citizens (New York, NY)
- …assessment of the likelihood and impact of a risk event and understanding the bank 's risk appetite. You will serve as a trusted risk advisor, interfacing with ... control inventory, inclusive of providing guidance for applicable state and or federal regulatory requirements. You will also work with the First Line Risk Manager… more