- MUFG (New York, NY)
- …regard to exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Skills and Experience:** Ideally you ... assigned portfolio utilizing internal and external sources. + Oversee covenants compliance database and facility closing due diligence, including documentation. +… more
- New York State Civil Service (New York, NY)
- …and office of general counsel as well as external federal or state regulatory agencies, Conference of State Bank Supervisor's multistate Mortgage Committee, ... not be limited to:* Supervising in house functions related to monitoring compliance with applicable laws and regulations as well as licensing requirements, financial… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Corporate & Investment Bank (CIB) delivers a comprehensive suite of banking, capital… more
- HSBC (New York, NY)
- …strategy, and turbo-charge delivery, as the accountable owner for Cryptography across the bank . This senior role reports directly into the Global Head of Cyber ... engineers, architects and multiple Control Owners, enabling business success, meeting regulatory expectation and best practise, whilst responding to current and… more
- SMBC (New York, NY)
- …to include: bank capital structure, and a general understanding of regulatory requirements. Regional Bank coverage experience is a plus. **Role Objectives** ... a fast-paced entrepreneurial environment + An interest in the regulatory framework for Banks and Broker Dealers, to include...of general elements of credit risk as well as legal/ compliance related to Bank and Broker Dealers… more
- Scotiabank (New York, NY)
- …responsible for monitoring the performance of the portfolio, risk rating integrity, and compliance and regulatory review. **What You'll Do** Reporting to the ... negotiations, to mitigate the risk of losses to the Bank . + Manage the agency function for accounts where...credit. + Support internal/external audit reviews, as well as regulatory inquiries. **What You'll Bring** + Comprehensive knowledge and… more
- MUFG (New York, NY)
- …and obtain the most favorable commercial terms for the bank . Ensure compliance with Basel rules governing regulatory capital relief. + As appropriate, work ... + Enterprise Valuation analysis to support the credit underwriting process for the Bank 's leveraged loan portfolio. The candidate will be part of a regional team… more
- Wells Fargo (Purchase, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **Banking, Lending, & Trust (BL&T)** unlocks access to Wells Fargo Bank products and services to high-net-worth and ultra-high-net-worth individuals and families… more
- Intermountain Health (Albany, NY)
- …healthcare regulatory matters. Key responsibilities include: + Advising on compliance with the Stark Law and Anti-Kickback Statute; + Supporting physician ... healthcare regulatory matters, including Stark Law and Anti-kickback Statute compliance . + Proven record in drafting, negotiating and advising on physician… more
- SMBC (New York, NY)
- …management frameworks. + Familiarity with loan documentation. + Good knowledge of bank regulations and credit risk regulatory environment. + Excellent ... and challenge** of internal credit ratings and evaluate the alignment of the bank 's credit risk management practices with internal policies & procedures, and … more