- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... for the structuring and securitizing commercial real estate assets for Wells Fargo Bank , NA and third-party clients. The group has a wide range of clients,… more
- Marex (New York, NY)
- …Open and maintain accounts with correspondent banks and funding banks + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, ... lines and sanction screening queues. + Help set up compliance , financial crime and fraud detection and AML processes...operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with. +… more
- Robert Half Finance & Accounting (Fishkill, NY)
- …reports. * Act as the primary liaison for external audits, ensuring compliance with organizational and regulatory standards. * Support budgeting, forecasting, ... accurate, timely financial statements. * Experience coordinating audits and maintaining compliance with regulatory standards. * Excellent supervisory skills with… more
- ManpowerGroup (New York, NY)
- …$80/HR W2 **What's the Job?** + Lead and execute audits across multiple regulatory frameworks, ensuring compliance and risk mitigation. + Conduct comprehensive ... execution of Enterprise Risk Management frameworks to strengthen the bank 's risk posture. + Leverage advanced data analytics and...a relevant field. + Experience in internal auditing or compliance roles. + Strong understanding of regulatory … more
- Robert Half Office Team (Jericho, NY)
- …all activities are performed in compliance with the federal, state and Bank Secrecy Act regulatory requirements TalentMatch(R) Robert Half is the world's ... account discrepancies, and answering questions. * Informing customers about bank products and services. * Maintain a balanced cash...withdrawals, transfers, and wire transfers. * Keep records of Bank Checks sold and maintain file with OFAC search… more
- American Express (New York, NY)
- …Risk Management & Risk Oversight (ERM&RO) organization within Global Risk and Compliance (a Second Line of Defense function) is responsible for identifying and ... effective challenge, and committee governance and reporting. These responsibilities span the AXP Bank Holding Company as well as the subsidiary US Bank (American… more
- Citigroup (Smithtown, NY)
- …will have an expert understanding of the US wealth advisory and bank -channel industry, and direct competitors' products and services. The Wealth Regional Director ... Advisor and Relationship Manager productivity. + Partner across businesses such as Retail Bank , Commercial Bank , Small Business, Wealth at Work and Private … more
- SolomonEdwards (Albany, NY)
- …to management and audit leadership by applying deep knowledge of the Bank 's model risk framework, regulatory requirements, and emerging industry practices. ... on supporting audit and risk review activities by assessing model governance, compliance , and control environments. The consultant will serve as a strategic advisor… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …This role is responsible for ensuring the robustness, scalability, and compliance of downstream operations through effective technology transfer, validation support, ... technical reports, protocols, risk assessments, and relevant sections of regulatory submissions (IND, BLA, MAA, etc.) related to downstream...We do not require any financial, credit card or bank account information and/or any payment of any kind… more
- Citigroup (Getzville, NY)
- Job Description **Overview of Citi:** Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and ... securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi creates...needs or as part of our scenario planning and regulatory reporting. While that sounds straightforward, it's a meaningful… more