- Lincoln Financial (Albany, NY)
- …sales and distribution to new and existing clients - the legal and compliance aspects of designing and administering life insurance and annuity products + Identify ... position with third parties such as federal and state regulatory bodies and agencies + Prepare and maintain registration...to provide their social security numbers, date of birth, bank account information or other sensitive information in job… more
- MUFG (New York, NY)
- …management skills. **Preferred Skills:** * Experience working in a global investment bank or trading environment. * Familiarity with regulatory frameworks (eg, ... ability to liaise across multiple functions including trading, risk, finance, compliance , and operations. **Key Responsibilities:** * Support the primary business… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …This role is responsible for ensuring the robustness, scalability, and compliance of upstream operations through effective technology transfer, validation support, ... technical reports, protocols, risk assessments, and relevant sections of regulatory submissions (IND, BLA, MAA, etc.) related to upstream...We do not require any financial, credit card or bank account information and/or any payment of any kind… more
- MUFG (New York, NY)
- …the liquidity risk implications and funding requirements. + Keep abreast of regulatory developments and interpret the impact on Liquidity and Funding risk management ... ensure that Broker Dealer are aligned with peer broker dealer practices and regulatory expectations. + Coordinate ALCO meeting materials for US and Candian broker… more
- ManpowerGroup (New York, NY)
- …measure, and monitor market risk exposures across various financial products, ensuring compliance with internal risk limits and regulatory requirements. + ... detailed risk reports, dashboards, and presentations for senior management and regulatory bodies. + Conduct stress testing and sensitivity analysis to evaluate… more
- JPMorgan Chase (New York, NY)
- …Data Quality Transformation Lead Vice President, within the Commercial and Investment Bank (CIB) Chief Data Office (CDO), you will drive significant business impact ... quality strategy aligned with business objectives, industry best practices, and regulatory requirements + Collaborate with senior leadership to define data quality… more
- MUFG (New York, NY)
- …analyzing and visualizing risk data, ultimately supporting critical decision-making and regulatory compliance . Risk Technology is undergoing a significant ... transformation, driven by evolving regulatory demands and the need for enhanced data capabilities....to the expansion of our platform to support additional bank entities and potentially reverse engineering Excel EUCs into… more
- SitusAMC (New York, NY)
- …transaction management team to review and finalize loan documentation, ensuring compliance with market standards, internal policies and regulatory requirements ... conduit loans in accordance with market standards and the bank 's origination guidelines and risk parameters + Develop and...Coordinate the processing and closing of approved loans in compliance with the company lending policies and procedures +… more
- HSBC (New York, NY)
- …focused on supporting the strategic and revenue growth priorities of the Bank . The function focuses on understanding customers and the identification, development ... a spectrum of stakeholders including Marketing, Analytics, Insights, Products, Propositions, Compliance , Legal, PR and Agencies + Work on strategies pertaining to… more
- Ankura (New York, NY)
- …Documenting a Bank 's obligations that arose from laws, rules, and regulatory requirements + Redesigning a Corporate Trust's operating model Essential Duties and ... Cost Management, Organizational Design, Process Improvement / Automation) and Risk, Compliance , and Controls (eg, Risk/ Compliance Program Design & Assessment,… more