- Principal Financial Group (New York, NY)
- …and regulatory environments is highly valued. + Experience working with regulatory officials and compliance professionals + Proven ability to operate ... the office with pay for vacation, personal or short-term illness. Employees don't accrue a bank of time off under FTO and there is no set number of days provided.… more
- SMBC (New York, NY)
- …operational data quality, lead data related projects, and implement BCBS 239 compliance . Ensure timely, accurate and complete collection and aggregation of risk ... best practices are followed. Ensure data stewardship processes are aligned with regulatory requirements and SMBC CDO policies and guidance. Promote the use of… more
- MUFG (New York, NY)
- …clients. Institutional investor clients include Insurance Companies, Banks, Non- Bank Financial Institutions, Central Asset Managers, Hedge Funds, Endowments, ... for business development + Stay up to date with regulatory requirements and its impact on the business +...On-board clients in coordination with the firm's credit, legal, compliance , and operations teams + Mentor and train junior… more
- SMBC (White Plains, NY)
- …resource for junior staff members + Prepares or verifies daily reports in compliance with regulatory requirements (Dodd-Frank, EMIR, Canada) + No approval ... clearance, payment and reconciliation of derivative transactions executed by the bank 's domestic and global branch offices. The Derivatives Analyst is responsible… more
- MUFG (New York, NY)
- …Initiatives** to lead a small, agile team focused on solving some of the bank 's most pressing data challenges-not just for compliance , but for real business ... that are lean, effective, and aligned with business priorities-not just regulatory checkboxes. + Engage Senior Stakeholders: Facilitate strategic working sessions… more
- SMBC (New York, NY)
- …operational data quality, lead data related projects, and implement BCBS 239 compliance . Ensure timely, accurate and complete collection and aggregation of risk data ... best practices are followed. Ensure data stewardship processes are aligned with regulatory requirements and SMBC CDO policies and guidance. Promote the use of… more
- New York State Civil Service (Albany, NY)
- …but are not limited to, the following:Banking Applications: Evaluates statutory and regulatory factors to be considered in the investigation of banking applications, ... mergers, change of control, de novo charters, and foreign bank licensing; leverages strong written and verbal skills as...and verbal skills as liaison with financial institutions, other regulatory agencies, and law firms on matters relating to… more
- HSBC (New York, NY)
- …and keeps abreast of industry and competitor innovations as well as regulatory developments. Engage with other functional heads to support overall organizational ... reporting tools and operations; + National and international impacts of regulatory authorities on Liquidity funds; + Designing products and educating clients… more
- Robert Half Accountemps (Garden City, NY)
- … bank -wide projects as needed, supporting organizational goals. * Monitor regulatory compliance and implement risk management strategies to uphold industry ... part in supporting loan origination processes while ensuring financial accuracy and compliance . This is an excellent opportunity to work within the banking industry… more
- Sumitomo Pharma (Albany, NY)
- …encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and ... Insurance. The Director will manage global cash operational activities & forecasting. Manage bank and broker relationships. This role is responsible for a team of… more