- HSBC (New York, NY)
- …development and coordination within all CMA teams, and related functions (Finance, Regulatory Compliance , Financial Crime, HR, Wholesale Risk, etc.) for the ... to work independently, multi-task, filter information and prioritize multiple demandsIn compliance with applicable laws, HSBC is committed to employing only those… more
- BMO Financial Group (New York, NY)
- …Understands the complexity of transactions and related risks (credit, market, operational, legal/ compliance , etc.). + Balances the Bank 's risk appetite with ... in their presentation to clients. + Monitors client, client industry, and regulatory agencies for potential changes that may affect client portfolio and business… more
- HSBC (Buffalo, NY)
- …the impact of macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong client focus ... skills + Good understanding of how to work with Compliance , Credit & Risk and Internal Control to ensure...And we want you to help us build the bank of the future!All qualified applicants will receive consideration… more
- KeyBank (Buffalo, NY)
- …procedures to identify items/conditions to be satisfied. Adheres to all KeyBank and regulatory compliance procedures, including but not limited to Office of ... parties; work seamlessly with the LOB, other internal partners, third parties, bank groups/syndications, etc. Determine if counsel is required (whether fully or… more
- Walgreens (East Meadow, NY)
- …of patients, continuous quality improvement, adherence to policy and procedure, compliance with internal and external regulatory bodies, pharmacy sales, ... government regulations and laws. + Controls the store's safe and " bank ," including electronic register readings, cash withdrawals, cash accounts, daily cash… more
- JPMorgan Chase (New York, NY)
- …+ Experience in leading strategic projects and initiatives. + Familiarity with global regulatory environments and compliance standards. + Proven track record of ... mitigating conflicts of interest within the Commercial & Investment Bank . You will have the opportunity to work on...process when necessary. + Collaborate closely with Legal and Compliance teams. + Supervise and mentor associate team members… more
- KeyBank (New York, NY)
- …interprets legal instruments to determine duties and responsibilities of the bank and to provide well-coordinated estate, tax, and financial planning alternatives ... accounts with a proactive, disciplined, consistent and comprehensive approach. ** Compliance ** + Fulfills Key's fiduciary responsibilities with utmost adherence to… more
- Walgreens (Brooklyn, NY)
- …of patients, continuous quality improvement, adherence to policy and procedure, compliance with internal and external regulatory bodies, pharmacy sales, ... government regulations and laws. * Controls the store's safe and " bank ," including electronic register readings, cash withdrawals, cash accounts, daily cash… more
- JPMorgan Chase (New York, NY)
- …comprehensive model documentation, track performance metrics, and maintain adherence to regulatory compliance standards. + Translate model outcomes into business ... As part of the Commercial & Investment Bank , JP Morgan Payments enables organizations of all sizes to execute transactions efficiently and securely, transforming the… more
- Santander US (Brooklyn, NY)
- …and fostering team member growth. You oversee risk controls by ensuring compliance with policies, procedures, and regulatory requirements, minimizing operational ... decisions to improve operational outcomes. + Strong knowledge of company policy, compliance regulations, risk management and loss prevention. + Ability to work in… more