- Mizuho Corporate Bank (New York, NY)
- …industry, ideally with particular emphasis on Volcker, Corporate Treasury activities, Bank regulations compliance , derivatives regulations and cross border ... The individual will be joining the Volcker Compliance and Americas Treasury Department Advisory team. The...improvement, increasing efficiency, and ensuring that the firm meets regulatory expectations and industry best practice Assist with Metrics… more
- American Express (New York, NY)
- …Finance organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration ... applicable to Finance organizations. **Key Responsibilities:** + Serve as the primary compliance partner and advisor on regulatory change management and new… more
- M&T Bank (Buffalo, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize...and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- Mizuho Corporate Bank (New York, NY)
- …across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, ... related field- Cloud architecture certifications (Azure preferred)- Experience with compliance screening technologies and regulatory reporting systems-… more
- Mizuho Corporate Bank (New York, NY)
- …is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The primary responsibilities...members to ensure ACBD1 remains fully compliant with the bank 's internal policies and procedures. + Supporting the Unit… more
- Cherry Bekaert (Albany, NY)
- …practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance )** to join our team providing internal audit, ... regulatory compliance and risk management services to banks and financial...you are a current public accounting professional or internal bank auditor seeking an opportunity for career growth within… more
- Mizuho Corporate Bank (New York, NY)
- As the Vice President of Compliance AI Initiatives, you will play a pivotal role in shaping the future of AI risk management and compliance within our ... Department. You will oversee AI initiatives within the Compliance Department and work collaboratively with various Line of...control managers and lines of business for any Audit, Regulatory and Client AI requests. + Provide oversight and… more
- M&T Bank (Buffalo, NY)
- …and remediation plan validations. Communicate audit progress and findings to Bank management and oversee Auditors (as applicable) on assigned audit activities. ... clearly identify risk and root cause. Communicate findings to Bank management in a timely fashion. + Partner with...+ Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the… more
- HSBC (Buffalo, NY)
- …versatile, inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance , Conduct and Legal (RCCL) Audit you will: + Support ... represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data...And we want you to help us build the bank of the future! All qualified applicants will receive… more
- JPMorgan Chase (Brooklyn, NY)
- …legal obligations, and mapping them to control framework elements to ensure compliance with material laws and regulatory requirements. Join our Markets ... Markets OLO activities. Collaborate with global teams to ensure compliance with regulatory requirements and drive continual...a dynamic team that supports the Commercial & Investment Bank Markets businesses across all regions. As a Vice… more