- TD Bank (Jericho, NY)
- …of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for ... policies and procedures to mitigate risk and protect the Bank and Customers. This role will drive, reinforce, and...in a timely manner + Ensures colleagues are in compliance with all Regulatory and AMCB policies,… more
- Bank of America (New York, NY)
- …and Tableau to support management reporting, business strategy, and meet regulatory compliance requirements. + Foster relationships with internal stakeholders ... and Tableau to support management reporting, business strategy, and meet regulatory compliance requirements; + Fostering relationships with internal stakeholders… more
- US Bank (New York, NY)
- …requirements and measuring performance of DR plans + Cloud Security & Compliance : Understanding cloud-native controls and regulatory frameworks (eg, DORA, SOX) ... and post-incident reviews to drive continuous improvement + Ensure compliance with regulatory requirements (eg, FFIEC, NIST,...requirements (eg, FFIEC, NIST, ISO 22301) + Represent US Bank in regulatory and industry forums related… more
- Bank of America (New York, NY)
- …involved + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + ... day-to-day Financial Advisor (FA) business needs, while ensuring adherence to the bank 's compliance policies and procedures + Coaches FAs, Client Associates… more
- M&T Bank (New York, NY)
- …CCAR submissions related to the specific portfolio disciplines above + Ensures compliance with all policies, guidelines, and regulatory standards (Board, ALCO, ... IF the final candidate is not near an M&T Bank office in one of the above referenced locations._**...participates at the Corporation's Asset/Liability Committee + Manage internal compliance with MRMD and ensure compliance with… more
- TD Bank (New York, NY)
- …Analytics, Insights, & Artificial Intelligence **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends,… more
- TD Bank (New York, NY)
- …& Artificial Intelligence **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...the discipline + Adheres to internal policies/procedures and applicable regulatory guidelines + Keeps abreast of emerging issues, trends,… more
- Citigroup (New York, NY)
- …and proposals for new or updated products and services. + Advise functions (Risk, Compliance , Finance) on US bank regulatory legal issues affecting their ... **Director and Senior Lead Counsel, US Bank Regulatory Legal Group - C15**...functions, including but not limited to, Risk, Finance, and Compliance . We are seeking a pragmatic and talented senior… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- Bank of America (New York, NY)
- …Thinking + Decision Making + Issue Management + Legal Drafting and Writing + Regulatory Compliance + Attention to Detail + Collaboration + Executive Presence + ... management, underwriters, document preparation groups, client facing personnel, risk management, compliance , regulatory and audit partners, and other functions… more