- American Express (Charlotte, NC)
- …digital and mobile banking products and platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. ... and American Express Savings Accounts offered through American Express National Bank . The position provides independent compliance oversight and second-line… more
- EverBank (Charlotte, NC)
- …supporting regulatory requirements through robust oversight. + Assesses the Bank 's CRA performance results and collaborates with CRA Officer to recommended ... **CRA and HMDA Compliance Officer** The Community Reinvestment Act (CRA) and...and HMDA Officer provides senior administrative leadership for the Bank 's Community Reinvestment and HMDA programs and related programs… more
- Lincoln Financial (Raleigh, NC)
- …**Requisition #:** 74750 **The Role at a Glance** The AVP, Product Compliance & State Filing provides leadership, direction and functional expertise to ensure ... strong product compliance and filing results for the Retail Annuities business....to expedite state product approvals, to include negotiations with regulatory authorities, discussions with outside counsel and/or consulting firms… more
- Lincoln Financial (Charlotte, NC)
- …at a Glance** We are excited to bring on a Consultant, Advertising Compliance to support our Lincoln Financial Distributors (wholesale) business unit in reviewing ... and social media. * Acting as subject matter expert regarding firm and regulatory guidelines including FINRA, SEC, NAIC and various individual states. * Directing… more
- PNC (Raleigh, NC)
- …you will be within PNC's Internal Audit organization, supporting the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap ... individuals who are passionate about mitigating risk, problem solving, and protecting the bank and also can contribute in the following ways: * Provide an… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Specialist serves as a pivotal figure in ensuring the bank 's adherence to the Bank Secrecy Act...+ At least 5-7 years of experience in BSA/AML compliance , financial crimes risk management, or regulatory … more
- USAA (Charlotte, NC)
- …processes. This role leads a high-performing team responsible for ensuring compliance with regulatory standards, mitigating reputational and credit risk, ... resources and effective in terms of meeting member experience and organizational and regulatory requirements. + Manages risk, compliance , and control issues and… more
- Truist (Charlotte, NC)
- …and timely preparation, review, production and distribution of external corporate and bank regulatory financial reports, including reports distributed to or ... regulatory reports to ensure that Truist remains in compliance with federal, FDIC and state reporting requirements. 5....the CFO and Corporate Controller with updates from industry regulatory reporting groups, including the Bank Policy… more
- Truist (Raleigh, NC)
- …Planning & Governance:** Define and implement observability governance frameworks, ensuring compliance with regulatory requirements (eg, FFIEC, OCC, Basel III, ... experience, regulatory reporting, and incident management. Serve as the Bank 's SME on observability, engaging with industry forums, vendors, and regulatory… more
- Banc of California (Durham, NC)
- …identity and access management (IAM) principles, as well as a strong grasp of regulatory compliance requirements. The ideal candidate will possess the ability to ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...of IGA principles, practices, and technologies. + Familiarity with regulatory compliance standards (eg, GDPR, SOX, PCI-DSS).… more