- Truist (Lumberton, NC)
- …in all aspects of trade order management, settlement, collateral management, accounting, compliance , reporting and control for a $75+ billion fixed income portfolio, ... the achievement of the organization's strategic goals and objectives. Ensure compliance with all laws, regulations, policies, procedures, accounting standards, and… more
- Banc of California (Durham, NC)
- …This position will perform a variety of tasks related to ensuring the Bank 's compliance under the Community Reinvestment Act.("CRA") In this role, major ... internal and regulatory reporting. + Supports the operations of the Bank 's Charitable Foundation. + Keeps current with regulatory changes, supervisory… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Self-Assessment (RCSA)and Shared Risk Platform (SHRP) + Knowledge and understanding of Regulatory Risk and Compliance policies and programs **Job Expectations:**… more
- Comerica (Charlotte, NC)
- …for maintaining a robust First Line risk and control environment that enables the bank to operate within its Board-approved risk appetite, fosters a strong risk and ... culture, and is responsible to evolving business needs and regulatory expectations. As a First Line leader, the Business...who sets the 'tone from the top' within the bank . As controls are implemented and risk is managed… more
- SMBC (Charlotte, NC)
- …Vulnerability and Threat Management, Security Standards and Technical Procedures, Compliance , Risk Assessments, Security Monitoring and Incident Response, Network ... Architecture and Engineering teams, Systems Administration, Group Companies, Internal Audit, Compliance , the Fraud team, and other areas of the business. This… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …planning, execution, and follow-up of internal and external audits to ensure compliance with regulatory requirements. + ** Regulatory Authority Engagement:** ... trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible… more
- Banc of California (Durham, NC)
- …of account opening documentation, service implementation and fee collection to ensure compliance with all regulatory guidelines. + Process monetary transactions ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...be responsible for ensuring that all client documentation and regulatory requirements for loan and deposit accounts are met.… more
- Truist (Charlotte, NC)
- …wholesale funding needs of Truist that align with risk framework and assist leading the bank funding team. May manage a team. Following is a summary of the essential ... repurchase agreements, institutional CDs, brokered retail CDs, Federal Home Loan Bank (FHLB) Advances, and other short-term funding vehicles. Manage the short-term… more
- Wells Fargo (Charlotte, NC)
- …Qualifications:** + 8+ years of experience in financial crimes, risk management, or regulatory compliance + 5+ years of senior leadership experience in product ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …process, regulatory , or compliance audits and/or business process, regulatory , or advisory/consulting service + Exposure to bank financial reporting ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more