- TD Bank (Charlotte, NC)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission...consent order obligations. The individual will lead and coordinate compliance -related initiatives, manage regulatory exams, and collaborate… more
- TD Bank (Charlotte, NC)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... Manager provides second line oversight and support to TD Bank 's compliance and business units related to...experience **Desired Skills & Experience:** + JD, CRCM or Regulatory consumer compliance commissioning experience + Strong… more
- US Bank (Charlotte, NC)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...Partners with leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending… more
- City National Bank (Charlotte, NC)
- …procedures to ensure secure maintenance and quality of records. * Comply fully with all Bank Compliance policies and procedures as well as all regulatory ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- US Bank (Charlotte, NC)
- …the Bank 's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports the Model Risk Management ("MRM") program ... works with Model Owners and Developers to validate models related to the Bank 's Compliance and Financial Crimes groups, which can include Anti-Money Laundering… more
- American Express (Charlotte, NC)
- …Finance organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration ... applicable to Finance organizations. **Key Responsibilities:** + Serve as the primary compliance partner and advisor on regulatory change management and new… more
- Cherry Bekaert (Raleigh, NC)
- …practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance )** to join our team providing internal audit, ... regulatory compliance and risk management services to banks and financial...you are a current public accounting professional or internal bank auditor seeking an opportunity for career growth within… more
- First Horizon Bank (Charlotte, NC)
- …+ understand and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design ... 7 Years related auditing experience Relevant financial services industry knowledge ( Regulatory Compliance , Operations) Excellent oral and written communication… more
- Regions Bank (Charlotte, NC)
- … in a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... documents to support all risk assessment processes, ensuring clarity, consistency, and compliance with regulatory expectations. + Oversee the development and… more
- Bank of America (Charlotte, NC)
- … agencies **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue Management + ... of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Global-Financial-Crimes-Manager Metrics Model-Ownership\_25024994) **Job Description:** At Bank of America, we are guided by a common… more