- MUFG (Irving, TX)
- …and regulations administered by the Federal Reserve bank , FDIC, OCC, compliance risk management and regulatory oversight. + Issues Management experience a ... coordinates with other areas of the Global Financial Crime Compliance team to build partnerships and best practices. +...regulatory requirements with the best interests of the Bank and its customers. + Position may require international… more
- Lincoln Financial (Austin, TX)
- …**Requisition #:** 74750 **The Role at a Glance** The AVP, Product Compliance & State Filing provides leadership, direction and functional expertise to ensure ... strong product compliance and filing results for the Retail Annuities business....to expedite state product approvals, to include negotiations with regulatory authorities, discussions with outside counsel and/or consulting firms… more
- MUFG (Irving, TX)
- …team is seeking a Vice President to serve as a Financial Crimes Compliance Technology Manager. This role will support the Americas team in overseeing sanctions ... screening systems and ensuring alignment with US regulatory requirements and internal technical standards. **Responsibilities** + Develop subject matter expertise in… more
- Guidehouse (Richardson, TX)
- …reviews and investigations of alerts/cases and/or files in regard to Bank Secrecy Act (BSA), Anti-Money Laundering, Market Surveillance (Insider Trading, Market ... when suspicious activity is identified in line with client SLA and regulatory reporting requirements. + Execute and deliver high quality work product, functioning… more
- PNC (Dallas, TX)
- …you will be within PNC's Internal Audit organization, supporting the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap ... individuals who are passionate about mitigating risk, problem solving, and protecting the bank and also can contribute in the following ways: * Provide an… more
- Comerica (Dallas, TX)
- …work programs are complete and accurate prior to uploading to Credible Challenge. Regulatory Compliance In collaboration with the CRA Testing Specialist III, ... to the CRA Testing Lead and CRA Testing Manager. + Analyzes and interprets regulatory compliance requirements in collaboration with the Line of Business and … more
- MUFG (Irving, TX)
- …contributor will be a sanctions regulations subject matter expert supporting GSCD's Regulatory Advisory functions across MUFG Bank , globally. The GSCD Program ... is responsible for advising on regulatory / bank policy matters, managing global sanctions policy/procedure...(as applicable) to comply. + **Interacting with regional sanctions compliance teams** on both routine and strategic matters to… more
- MUFG (Irving, TX)
- …transaction monitoring and OFAC name screening models, ensuring detection accuracy and regulatory compliance . + Apply quantitative and statistical techniques to ... function, you will bring deep expertise in quantitative modeling, sanctions compliance systems, regulatory policy, and banking operations. You will work… more
- Comerica (Dallas, TX)
- …are integrated into the Banks' overall CRA strategy and operations. Position Responsibilities: Regulatory Compliance Contribute to the analysis and preparation of ... and the spirit of the CRA which governs the Bank 's activities and help ensure the bank ...or changes to, CRA Program-related regulations to ensure proper compliance to CRA and HMDA regulatory requirements… more
- USAA (Plano, TX)
- …processes. This role leads a high-performing team responsible for ensuring compliance with regulatory standards, mitigating reputational and credit risk, ... resources and effective in terms of meeting member experience and organizational and regulatory requirements. + Manages risk, compliance , and control issues and… more