• Treasury Advisory Executive - Global…

    Bank of America (Los Angeles, CA)
    Treasury Advisory Executive - Global Payments Solutions New York, New York;Chicago, Illinois; Los Angeles, California; Charlotte, North Carolina **Job Description:** ... Bank of America believes both in the importance of...innovative cash management and payments solutions. The Specialized Product Advisory team is accountable to deliver complimentary treasury operational… more
    Bank of America (05/23/25)
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  • Head of Deposit and Operations Compliance

    City National Bank (Los Angeles, CA)
    … compliance advisory role supporting consumer banking on matters of regulatory compliance . The role will be responsible for managing and maintaining ... to policies and procedures. * Comply fully with all Bank Compliance policies and procedures as well...and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor… more
    City National Bank (05/16/25)
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  • Director of Audit- Compliance

    City National Bank (Los Angeles, CA)
    …assurance over the design and operating effectiveness of the Bank 's compliance risk management practices, Regulatory Compliance , governance processes and ... of conclusions and compliance with requirements. * Coordinate and manage regulatory requests and examinations with bank regulators and external auditor.… more
    City National Bank (05/28/25)
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  • Senior Counsel- Legal & Wealth Management

    City National Bank (Los Angeles, CA)
    …prospectuses, presentations, training materials, and account opening documentation to ensure regulatory compliance . * Experience advising on Employee Retirement ... WHAT IS THE OPPORTUNITY? Senior Counsel will provide general regulatory and transactional support to the Bank ...policies and procedures. * Assist with special projects, including compliance and regulatory law matters. * Handle… more
    City National Bank (05/10/25)
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  • Investment Relationship Officer

    City National Bank (Los Angeles, CA)
    …and their impact on various investment vehicles.Comply with and conform to all compliance and regulatory requirements of all regulatory authorities and ... to day client support and operational service on all CNS Investment Advisory Program and client-directed accounts, to affluent individuals and their families within… more
    City National Bank (04/18/25)
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  • Merrill Market Supervision Manager

    Bank of America (Pasadena, CA)
    …involved + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + ... life they envision through a personal relationship with their advisory team committed to their needs. We believe trust...Advisor (FA) business needs, while ensuring adherence to the bank 's compliance policies and procedures + Coaches… more
    Bank of America (04/30/25)
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  • Branch Manager - North Inland Empire

    US Bank (Upland, CA)
    …the terms of the SAFE Act of 2008 and Regulation Z and ongoing compliance with all legal or regulatory registration requirements, including, but not limited ... a satisfactory criminal and credit record. 13. Actively ensures compliance with the US Bank Code of...Skills/Experience** - Thorough product/service knowledge and thorough knowledge of regulatory , policy and compliance issues - Solid… more
    US Bank (05/29/25)
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  • Operational Risk Business Oversight Program…

    City National Bank (Los Angeles, CA)
    …objective oversight of the management of risks arising from City National Bank 's business processes, people, systems or external events. The Operational Risk ... Business Oversight (ORBO) Program Manager is responsible for providing advisory and oversight, with a particular focus on strengthening operational risk management… more
    City National Bank (04/23/25)
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  • Private Wealth Client Relationship Manager

    Bank of America (Los Angeles, CA)
    …clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. We believe trust comes from transparency. ... Our trusted advisory teams are equipped with access to the investment...insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office… more
    Bank of America (05/07/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (Walnut Creek, CA)
    …clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. We believe trust comes from transparency. ... Our trusted advisory teams are equipped with access to the investment...insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office… more
    Bank of America (05/30/25)
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