- City National Bank (Los Angeles, CA)
- …: identify, communicate and coordinate efforts to mitigate product risk and ensure regulatory compliance . * Culture management: Ensure that all City National ... product pricing, product positioning and product promotion, as well as compliance /risk management, vendor management, and product financials management. The TMS PM… more
- City National Bank (Los Angeles, CA)
- … Bank and CNS Operational policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, ... point of contact for Personal & Business Banking (PBB) Bank * Responsible for revenue production goals related to... * Responsible for revenue production goals related to advisory services and securities products. * Assist in developing… more
- Mizuho Corporate Bank (Los Angeles, CA)
- …expected to demonstrate the ability to deliver high-quality service and maintain regulatory compliance . The role requires proficiency in Korean and ... (Bilingual Korean - English) plays a critical role in supporting the bank 's relationship management efforts by processing a variety of client's financial… more
- Mizuho Corporate Bank (Los Angeles, CA)
- …Senior Client Relationship Specialist plays a critical role in supporting the bank 's relationship management efforts by processing a variety of client's financial ... helping to build a collaborative work environment. A strong understanding of regulatory requirements and strict adherence to internal policies and procedures are… more
- Intuit (San Diego, CA)
- …FDCPA, UDAP, GLBA/Privacy, OFAC and 3rd party vendor management. + Experience providing compliance advisory to business teams. + Ability to work independently - ... conform to Intuit policy and practices, and meet the regulatory requirements imposed upon us through our bank...delight. **How you will lead** + Assist in providing compliance advisory services for newly created commercial… more
- BMO Financial Group (San Francisco, CA)
- …Management + Change Management Expert level of proficiency: + Product Knowledge + Regulatory Compliance + Structuring Deals + Portfolio Management + Credit Risk ... BMO is the 8th largest bank in North America and the 4th largest...returns on a proactive basis. + Ensures adherence to regulatory requirements, internal controls, and compliance policies… more
- Banc of California (Santa Ana, CA)
- …CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, ... Banc of California (the " bank "). Banc of California is one of the nation's...be part of the Information Security Governance, Risk, & Compliance (GRC) team at Banc of California. The Information… more
- Wells Fargo (Pasadena, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **Banking, Lending, & Trust (BL&T)** unlocks access to Wells Fargo Bank products and services to high-net-worth and ultra-high-net-worth individuals and families… more
- CIBC (San Francisco, CA)
- …on client success. + Risk aware: Maintain a thorough understanding of operational, regulatory , and compliance requirements. **What you need to succeed** + A ... We're building a relationship-oriented bank for the modern world. We need talented,...service culture by leveraging expertise in investment and wealth advisory services to provide best-in-class relationship management. + Engage… more
- Citigroup (San Francisco, CA)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML ... supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments...and other compliance norms + Partner with all roles on branch… more