- Bank of America (Brooklyn, NY)
- …and businesses based on role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will provide you with information on ... years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Brooklyn/Credit-Solutions-Advisor Crown-Heights\_25021350) **Job Description:** At Bank of America, we are guided by a common… more
- TD Bank (New York, NY)
- …/ Counter-Terrorism Financing (AML/CTF) models/AI solutions to comply with regulatory requirements/changes and internal policies, support TD's global AML/CTF ... requiring broad managerial and deep specialized knowledge at the enterprise, business, regulatory and industry levels + Undertakes and completes a variety of complex… more
- M&T Bank (Buffalo, NY)
- …third-party engagements to ensure resiliency of Technology, Cybersecurity, and the overall Bank . + Coordinate preparation and response to regulatory engagements, ... _The Bank sponsors individuals for TN and H-1B transfers...informs how to align practices with business objectives and regulatory requirements, including (but not limited to) developing complex… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer...execute compliance testing in order to assess compliance with legal, regulatory and internal firm ... management and validation testing efforts. + Understand how the Bank 's risk appetite and risk culture should be considered...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
- M&T Bank (Williamsville, NY)
- …external regulations are followed to minimize risks to the Bank from non- compliance . + Exercise usual authority of a manager concerning staffing, performance ... Communicate and enforce operational and procedural changes to ensure compliance with Bank and division policy, investor...+ Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- TD Bank (New York, NY)
- …(ERM) leads the overall development, implementation, maintenance and enhancement of the bank 's ERM framework and associate programs. This is a senior leadership role ... responsible for ensuring the bank effectively identifies, assesses, monitors, reports and prioritizes risks...management oversight committee structure + Partners with business units, compliance , internal audit, and other key stakeholders to ensure… more
- Bank of America (New York, NY)
- …and businesses based on role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will provide you with information on ... insights of Merrill coupled with the banking convenience of Bank of America. At Merrill, we empower you to...the Advisor Development Program (ADP), you will:** + Provide regulatory supervision and oversight to advisors + Ensure ADP… more
- M&T Bank (Buffalo, NY)
- …in the Bank ** **Primary Responsibilities:** **Serve as a liaison between manager and bank personnel, responding to questions and issues on departmental ... ** compliance /operational** **risk controls in accordance with Company or regulatory standards and policies.** **Promote an environment that supports diversity… more
- TD Bank (New York, NY)
- …recommends demarketing clients, as appropriate; and creates supporting documentation in compliance with policies, procedures, and regulatory requirements. To be ... simple to complex in nature + Sound knowledge of Bank products, systems, policies and procedures + Strong knowledge...+ Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts + Maintains a… more
- TD Bank (Melville, NY)
- …trends, and evolving regulatory requirements and assess potential impacts to the Bank + Assesses / identifies key issues and escalate to appropriate levels and ... Retail Store Network. Our team partners with business areas across the bank leveraging a cross-functional interaction model to ensure our front-line colleagues have… more