- M&T Bank (Getzville, NY)
- … compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including ... loans, mitigating loss situations and reducing nonaccrual and loss population to M&T Bank . Evaluate status of loan to decide on interactions with customers, Branch… more
- TD Bank (New York, NY)
- …and project coordination support across multiple initiatives that connect the bank with innovative third-party partners. The successful candidate will work closely ... & Governance** - Prepare documentation for vendor assessments, risk reviews, and compliance approvals. - Ensure all records meet internal audit, regulatory ,… more
- M&T Bank (Buffalo, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... within the organization, responding to questions and issues on departmental and bank matters. Will be integral in time management prioritization, supporting major… more
- City National Bank (New York, NY)
- …be responsible for reviewing and verifying applications for completeness and compliance with the necessary documentation before the underwriting process. This role ... internal teams to resolve discrepancies. * Validate the application against regulatory and company-specific guidelines, ensuring all required forms and documents are… more
- UMB Bank (Albany, NY)
- … compliance risk within the retail branch. This associate works closely with the Compliance and Oversight Program Manager and reports to the Director of ... to requests from and timely resolve issues identified by regulatory bodies, internal audits or compliance engagements,...with you if:_** + 5-7 years of branch / bank operations experience. + High school diploma or equivalent.… more
- Pioneer Bank (Albany, NY)
- …team. + Performs all required functions/tasks in accordance with regulatory compliance guidelines under the Deposit Operations Support Manager and Deposit ... from spreadsheets, etc. + Create/Update/Maintain procedures for assigned tasks to ensure regulatory compliance + Identify efficiencies within the assigned tasks… more
- Regions Bank (Great Neck, NY)
- …monitoring and servicing + Develops a strong working knowledge of and ensures compliance with internal bank commercial loan policy, credit risk management ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- M&T Bank (Getzville, NY)
- …to staff. + Communicate and enforce operational and procedural changes to ensure compliance with M&T and division policy, investor regulations and very complex laws ... + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the...an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- Trustco Bank (Albany, NY)
- …No **SUMMARY:** Under the direct supervision of the Commercial Loans Manager and Senior Officers, this position provides administrative support for the ... Other duties may be assigned by supervisor and/or Trustco Bank 's Board of Directors. + Maintain, copy, and distribute...and vice versa. + Review customer files to determine compliance to timing standards, as well as review CRA… more
- Mizuho Corporate Bank (New York, NY)
- …resolution including administrator s , banks, custodians, and auditors + Assist with regulatory compliance , including filings of regulatory forms (NFA/SEC) + ... Management One USA Inc is a New York-based asset manager (SEC registered investment adviser and CFTC registered CTA/CPO)..., pivot tables, etc.) + Experience with Audits and Regulatory Reporting (NFA/SEC) + Strong sense of personal responsibility… more