- Wells Fargo (Purchase, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **Banking, Lending, & Trust (BL&T)** unlocks access to Wells Fargo Bank products and services to high-net-worth and ultra-high-net-worth individuals and families… more
- Scotiabank (New York, NY)
- …responsible for monitoring the performance of the portfolio, risk rating integrity, and compliance and regulatory review. **What You'll Do** Reporting to the ... Senior Manager , US Credit and Special Accounts Management **Requisition...negotiations, to mitigate the risk of losses to the Bank . + Manage the agency function for accounts where… more
- Scotiabank (New York, NY)
- …winning team, committed to results, in an inclusive and high-performing culture. TITLE: Senior Manager , US Market Risk DUTIES: The Bank of Nova Scotia seeks a ... Senior Manager , US Market Risk **Requisition ID:** 231997 **Salary...these regulators and speak during examinations. Interact with the Regulatory Relations team. Work within the US Market Risk… more
- Citigroup (New York, NY)
- …tasks may include managing external audits, business continuity activities or addressing regulatory issues. The Business Unit Manager coordinates and manages ... **About Citi** Citi, the leading global bank , has approximately 200 million customer accounts and...these reviews + Ensure the business is run in compliance with all internal and regulatory standards… more
- HSBC (New York, NY)
- …and support functions (market risk, liquidity risk , finance, operations, surveillance, regulatory compliance , etc) + Exhibit knowledge of key regulatory ... 3 lines of defence functions (eg Product Control / Finance, Market Risk, Regulatory Compliance , Front Office, Markets Operations, Model Risk, Counterparty Credit… more
- HSBC (New York, NY)
- …specialized lending, global trade finance and global payment solutions, Credit Risk, Regulatory Compliance , Internal Audit etc) + Minimum of a bachelor's ... Finance, Commercial Real Estate, Asset Based Lending etc. As our Audit Manager , Corporate and Institutional Banking (CIB) you will: + Participate in general… more
- MUFG (New York, NY)
- …roadmap to ensure measurable growth and development are achieved. + Actively ensures compliance with the Bank 's Business Standards of Conduct and all Patriot ... Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and procedures. Successfully completes all… more
- American Express (New York, NY)
- …findings and regulatory gaps. This involves reviewing applicable regulatory requirements, assessing/confirming compliance gaps, and evaluating management's ... risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, and… more
- JPMorgan Chase (Brooklyn, NY)
- …(ABC) governance and controls program enhancements across the Americas. As a Control Manager within the Commercial & Investment Bank , you will engage and ... Join the Commercial & Investment Bank (CIB) Control Management organization, responsible for defining...including CIB business units, other Lines of Business, and Compliance , to deliver a robust ABC governance framework. Your… more
- New York State Civil Service (Albany, NY)
- …Certificate in BSA and AML Compliance ; ABA Certificate in Fraud Compliance ; Certified Regulatory Compliance Managero CSBS: Certified Anti-Money ... No Agency Financial Services, Department of Title Financial Crimes Risk Manager (Director Financial Services Programs 1, SG-31) Occupational Category Financial,… more