- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk. The ... action when business activities exceed the risk tolerance of the company. Wells Fargo Bank NA seeks a **Senior Lead Business Execution Consultant** in New York, NY.… more
- Capital One (New York, NY)
- …+ Bachelor's degree or military experience + At least 10 years in legal, compliance , risk management or regulatory experience in consumer financial services + At ... will lead a team of dedicated AML risk managers aligned to Commercial Bank , with the goals of providing holistic end-to-end risk management, producing optimal risk… more
- Guthrie (Binghamton, NY)
- …action is performed and documented for POCT equipment troubleshooting, POCT regulatory compliance issues, and proficiency testing failures. Provides corrective ... regulatory inspections in coordination with representatives from the Clinical Regulatory Compliance department. Coordinates periodic inspections of hospital… more
- Citigroup (New York, NY)
- …experience. + Champion risk and control by monitoring day-to-day operations, ensuring compliance with policies, supporting the Branch Manager + Exhibits strong ... ensuring consistent delivery of client and team experiences aligned with the bank 's standards **Responsibilities** : + Lead, coach, and support Universal Bankers and… more
- SMBC (New York, NY)
- …and understanding of traditional financial analysis. + Strong understanding of bank regulatory topics with a focus on compliance to all relevant policies and ... Credit Policy, CRVD standards and other SMBC credit and compliance regulatory expectations. + Ensure that all...ensure data integrity in the credit systems. + Assist Manager in managing data base for model monitoring purpose… more
- Akwesasne Mohawk Casino Resort (Hogansburg, NY)
- …listing outlining any irregularities, and performing an extensive review ensuring compliance will all necessary regulatory requirements. + Table Games: ... Mohawk Casino daily revenue from the gaming floor in compliance with our System Accounting and Internal Control. The...Credit: (6wk training) audit consisting of; + The Main Bank , Satellite Bank , Chip Bank ,… more
- New York State Civil Service (New York, NY)
- …and office of general counsel as well as external federal or state regulatory agencies, Conference of State Bank Supervisor's multistate Mortgage Committee, ... not be limited to:* Supervising in house functions related to monitoring compliance with applicable laws and regulations as well as licensing requirements, financial… more
- MUFG (New York, NY)
- …in the bank 's Core Systems ensuring customer information is in compliance with applicable laws, regulations and industry standard practice and taking due ... all bank documents ("Legal Documents") submitted with business transactions and maintain compliance with all bank policies and procedures and work in a… more
- KeyBank (Rochester, NY)
- …and are responsible for day-to- day Teller scheduling, staffing issues and branch compliance with regulatory , security, and internal audit controls. At KeyBank, ... partner to the people and businesses in our Key Bank communities. As a Lead Teller, you act as...morning huddles and end of day debriefs + Follows compliance , audit, and security procedures, balances cash drawer within… more
- Citizens (Tarrytown, NY)
- …+ Experience in developing and maintaining SharePoint sites + Knowledge of compliance and regulatory reporting requirements + Experience with business continuity ... Description Citizens Private Bank has accelerated its strategy to build out...& people management, operational excellence, technical & analytical proficiency, regulatory & compliance acumen, communication & collaboration,… more