- JPMorgan Chase (New York, NY)
- …Investment Bank more broadly. You will collaborate daily with banking, markets, regulatory , and other lawyers, as well as compliance , risk, conflicts, and ... You will support the Commercial and Investment Bank 's Public Finance business in the Americas. You...the Public Finance business on all relevant legal and regulatory matters, including relevant securities laws and the SEC's… more
- Citigroup (New York, NY)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML ... business supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments through… more
- Citigroup (Smithtown, NY)
- …will have an expert understanding of the US wealth advisory and bank -channel industry, and direct competitors' products and services. The Wealth Regional Director ... key focus on hiring seasoned advisors and optimizing existing Advisor and Relationship Manager productivity. + Partner across businesses such as Retail Bank ,… more
- Citizens (Tarrytown, NY)
- …+ Experience in developing and maintaining SharePoint sites + Knowledge of compliance and regulatory reporting requirements + Experience with business continuity ... Description Citizens Private Bank has accelerated its strategy to build out...& people management, operational excellence, technical & analytical proficiency, regulatory & compliance acumen, communication & collaboration,… more
- Citigroup (New York, NY)
- …5 years of progressive, post-baccalaureate experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager , Regulatory Risk Officer, or ... related position involving financial data analysis and engineering in support of regulatory compliance for a global financial institution. Must have experience… more
- New York State Civil Service (New York, NY)
- …including overseeing the day-to-day duties and responsibilities of Financial Services Manager I and II, Financial Services Examiners 1-3, and various levels ... of clerical support staff;* Consulting with federal and state regulatory agencies EIC and team leaders on joint and concurrent examinations to decide most efficient… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... The Structured Products Group within Wells Fargo Corporate Investment Bank is looking for a Vice President to join...deal process + Interact with CLO issuers and asset manager clients, investors, rating agencies, legal counsel, and internally… more
- Santander US (Brooklyn, NY)
- …with customers in person, over the phone, or through digital channels. + Ensure compliance with all regulatory requirements and internal policies related to risk ... to drive branch sales targets and contribute to the overall success of the bank . Your primary goal is to enhance customer satisfaction and loyalty while supporting… more
- HSBC (New York, NY)
- …(COOs), Business Managers, NFR team members), risk stewards' / control groups (eg Regulatory and Financial Crime Compliance , Legal, Traded Risk, Product Control) ... + Develop an understanding of global market products, the regulatory environment that oversees them and how they are...risk managed + Provide guidance, with direction from the manager to the CIB-MSS Desks across our sites to… more
- JPMorgan Chase (Orangeburg, NY)
- …you'll be at the heart of our branch operations, working closely with the Branch Manager , branch employees, and our team of experts. Your role is crucial in ensuring ... precision and care, all while adhering to our policies, procedures, and regulatory requirements. A typical day will involve assisting clients with their… more