• Audit Manager , Regulatory…

    HSBC (Buffalo, NY)
    …through its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Regulatory Compliance , Conduct and Legal (RCCL) Audit you ... represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data...risks to the stakeholders and assist the Senior Audit Manager in drafting audit observations and issues, identifying the… more
    HSBC (08/26/25)
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  • Director - American Express National Bank…

    American Express (New York, NY)
    …often conflicting priorities under tight timeframes. **Preferred Qualifications:** + Certified Regulatory Compliance Manager (CRCM) Certification + Advance ... as appropriate. + Oversee the development and review of Bank compliance -related policies and procedures, ensuring they meet regulatory expectations and are… more
    American Express (08/15/25)
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  • Senior Compliance Business Oversight…

    TD Bank (New York, NY)
    …staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in ... experience within bank compliance or bank audit, legal and regulatory environment, enterprise...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (08/21/25)
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  • Head of Consumer Lending Compliance

    City National Bank (New York, NY)
    …time management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), ... advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role...to policies and procedures. * Comply fully with all Bank Compliance policies and procedures as well… more
    City National Bank (08/07/25)
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  • Director, US Markets Compliance Advisory,…

    TD Bank (New York, NY)
    …the Investment Banking Compliance team in a manner consistent with the Bank 's risk culture and the relevant risk appetite statement and limits. Communicates the ... jurisdictions. Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including… more
    TD Bank (08/09/25)
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  • Manager , Trade Surveillance - Quality…

    TD Bank (New York, NY)
    …TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. The ... requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager ...Bank (GSIB), or the equivalent experience at a regulatory body (eg, leading a bank or… more
    TD Bank (08/21/25)
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  • Risk Executive-Platform Product Manager

    Bank of America (New York, NY)
    …years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Risk-Executive-Platform-Product- Manager \_25033648-2) **Job Description:** At ... to be at the forefront of transforming how the bank manages risk data, ensuring compliance with...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
    Bank of America (08/20/25)
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  • Merrill Market Supervision Manager

    Bank of America (New York, NY)
    …involved + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + ... Advisor (FA) business needs, while ensuring adherence to the bank 's compliance policies and procedures + Coaches...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
    Bank of America (08/01/25)
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  • Manager , Regulatory Relations Group

    Scotiabank (New York, NY)
    …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... Manager , Regulatory Relations Group **Requisition ID:**...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
    Scotiabank (08/22/25)
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  • Data Policy Manager

    Bank of America (New York, NY)
    …at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Data-Policy- Manager \_25029982-1) **Job Description:** At Bank ... overall data governance program, including the GRM data management procedures, compliance with policies and standards, regulatory engagement, incidents… more
    Bank of America (08/29/25)
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