- TD Bank (Charlotte, NC)
- …organization. + Works with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of documentation and reports required ... by external regulatory bodies and TD internal groups + Conducts research,...and otherwise contributes to a specialized team of FCRM compliance professionals, interacting with key stakeholders + Provides governance… more
- Bank of America (Charlotte, NC)
- …+ Professional Compliance or Audit Certification desired (eg CRCM (Certified Regulatory Compliance Manager ), CIA (Certified Internal Auditor) + ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Plano/Audit- Manager Consumer- Compliance \_25029285) **Job Description:** At Bank… more
- American Express (Charlotte, NC)
- …often conflicting priorities under tight timeframes. **Preferred Qualifications:** + Certified Regulatory Compliance Manager (CRCM) Certification + Advance ... as appropriate. + Oversee the development and review of Bank compliance -related policies and procedures, ensuring they meet regulatory expectations and are… more
- Regions Bank (Charlotte, NC)
- … in a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to ... **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first,...support all risk assessment processes, ensuring clarity, consistency, and compliance with regulatory expectations. + Oversee the… more
- TD Bank (Charlotte, NC)
- …staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in ... experience within bank compliance or bank audit, legal and regulatory environment, enterprise...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- First Horizon Bank (Charlotte, NC)
- …+ understand and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design ... 7 Years related auditing experience Relevant financial services industry knowledge ( Regulatory Compliance , Operations) Excellent oral and written communication… more
- City National Bank (Charlotte, NC)
- …time management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), ... advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role...to policies and procedures. * Comply fully with all Bank Compliance policies and procedures as well… more
- TD Bank (Charlotte, NC)
- … organizations in a financial institution. + 5+ years of experience in regulatory compliance , conducting regulatory change impact assessments and ... RRP rule federation. The Senior Recovery and Resolution Planning Manager manages complex Recovery and Resolution Planning strategies and...within the Bank and ensures that the Bank meets regulatory expectations within work streams… more
- Bank of America (Charlotte, NC)
- …at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Senior-Audit- Manager \_25029905) **Job Description:** At Bank ... regulatory requirements, and build testing programs to ensure compliance and mitigate risks + Proven track record of...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
- TD Bank (Charlotte, NC)
- …it for responsible areas within the Bank and ensure that the Bank meets regulatory expectations within work streams owned Identify risk associated with ... years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal or compliance organizations in...within the Bank and ensure that the Bank meets regulatory expectations within work streams… more