- City National Bank (Raleigh, NC)
- …audit programs to evaluate the adequacy of the operational processes to meet bank policies and procedures and regulatory requirements, identify data analytic ... *SR AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The...environment with minimal supervision. * Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory… more
- City National Bank (Raleigh, NC)
- …to assess the design and operating effectiveness of internal controls, adherence to regulatory reporting requirements and Bank policies, and the effectiveness of ... Bank policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know...Chartered Accountant) are favorable * A thorough understanding of regulatory and compliance policies and procedures. *… more
- TD Bank (Charlotte, NC)
- …retention + Provides thought leadership and input into the strategic vision for the Bank 's approach to compliance risk coverage + Leads second line of defense ... provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director, Annual Plan Development,… more
- TD Bank (Charlotte, NC)
- …securities and operations businesses/function and products + Strong management experience leading regulatory compliance activities + Regulatory , industry and ... provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director, Commercial, Operations and… more
- Bank of America (Charlotte, NC)
- …+ Analytical Thinking + Executive Presence + Influence + Collaboration + Regulatory Compliance + Relationship Building + Written Communications **Shift:** 1st ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Credit-Review-Senior-Portfolio- Manager \_25028992) **Job Description:** At Bank of America,… more
- TD Bank (Charlotte, NC)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... and evolving regulatory requirements and assesses potential impacts to the Bank + Assesses/identifies key issues and escalates to appropriate levels and relevant… more
- Fifth Third Bank, NA (Charlotte, NC)
- …currency + Five years of related work experience, preferably with a BSA/AML compliance department, internal audit, regulated FinTech, or regulatory agency. CAMS ... take the next step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION: Facilitates the continued development and implementation of the Bancorp's… more
- TD Bank (Charlotte, NC)
- …delivery of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Leads the team in ... to support the accuracy of all Customer transactions/activities + Proficiency, understanding, compliance with of the Bank Code of Conduct **Employee/Team… more
- TD Bank (Charlotte, NC)
- …and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to ... for coordinating business continuity management (BCM) processes and supporting regulatory / compliance related initiatives impacting overall risks to the… more
- City National Bank (Charlotte, NC)
- …to ensure efficient and rapid credit decision making while maintaining accuracy and compliance with Bank 's credit risk appetite and any pertinent regulations. * ... *SENIOR MANAGER CREDIT RISK* WHAT IS THE OPPORTUNITY? Senior...* Ensure that credit analyses and actions adhere to Bank credit policy and regulatory guidelines. *… more