- US Bank (Woodland Hills, CA)
- …applications and word processing, spreadsheets, databases, and presentations - Applicable professional certifications - CRCM preferred - Utilize compliance and ... At US Bank , we're on a journey to do our...(FLOD) for Consumer and Business Banking (CBB), the CBB Compliance Team collaborates with business units, risk teams, and… more
- Bank of America (Newport Beach, CA)
- …involved + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + ... day-to-day Financial Advisor (FA) business needs, while ensuring adherence to the bank 's compliance policies and procedures + Coaches FAs, Client Associates… more
- Umpqua Bank (Roseville, CA)
- …internal policy and regulatory standards of "effective challenge. + Demonstrates compliance with all bank regulations for assigned job function and applies ... Bank 's corporate, enterprise, and financial risk management practices,ensuring compliance with the company's riskappetite, key risk indicators, policies, and… more
- City National Bank (Palo Alto, CA)
- …the Global Relationship Management (GRM) approach. * Interacts in an effective and professional manner with all levels of Bank personnel, corporate and ... and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know...catered to Preferred, personal, or small business clients. * Regulatory / Compliance - strong understanding of… more
- City National Bank (Los Angeles, CA)
- …long-term and/or complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads cross-functional project ... protocols. The role is instrumental in driving adherence to regulatory timelines and ensuring fulfillment of compliance ...* Interfaces with all levels of management throughout the bank * Displays creativity when designing solutions to problems… more
- Citigroup (Los Angeles, CA)
- …to be considered, and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... The Banker SAFE Act is a strategic professional who stays abreast of developments within own...generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can… more
- Citigroup (Costa Mesa, CA)
- …to be considered, and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... The Banker SAFE Act is a strategic professional who closely follows latest trends in own...generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can… more
- City National Bank (Los Angeles, CA)
- …managing direct reports and demonstrated ability to develop people * Certified Trust Compliance Professional (CTCP) Or * Certified Fiduciary & Investment Risk ... audit programs to evaluate the adequacy of the operational processes to meet bank policies and procedures and regulatory requirements, identify data analytic… more
- City National Bank (Los Angeles, CA)
- …independent, objective assurance over the design and operating effectiveness of the Bank 's risk management practices, Regulatory Compliance governance ... and work in a dynamically changing environment. - Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. *… more
- City National Bank (Los Angeles, CA)
- …INTEL SERVICES SENIOR* WHAT IS THE OPPORTUNITY? Management and accountability of the Bank 's Financial Crimes Compliance (FCC) department responsible for the ... Bank 's FCC Detection and Prevention program. Duties including ensuring the bank 's TM coverage comply with FinCEN regulatory requirements/red flags, data used… more