- City National Bank (Los Angeles, CA)
- …Training program is timely and accurate and responsive in meeting job-specific compliance responsibilities throughout the Bank 's various lines of business and ... and concerns of impact to the industry within the regulatory and legal environment to enable the Bank...to help ensure that policies and procedures are in compliance with legal and regulatory requirements and… more
- City National Bank (Los Angeles, CA)
- …procedures to ensure secure maintenance and quality of records. * Comply fully with all Bank Compliance policies and procedures as well as all regulatory ... roles, Certified Compliance Risk Manager (CRCM) or Certified Mortgage Compliance Professional (CMCP) Preferred. *WHAT'S IN IT FOR YOU?*… more
- Bank of America (Newport Beach, CA)
- …involved + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + ... day-to-day Financial Advisor (FA) business needs, while ensuring adherence to the bank 's compliance policies and procedures + Coaches FAs, Client Associates… more
- City National Bank (Burlingame, CA)
- …the Global Relationship Management (GRM) approach. * Interacts in an effective and professional manner with all levels of Bank personnel, corporate and ... and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know...catered to Preferred, personal, or small business clients. * Regulatory / Compliance - strong understanding of… more
- Citigroup (Palo Alto, CA)
- …to be considered, and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... The Banker SAFE Act is a strategic professional who closely follows latest trends in own...generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can… more
- Bank of America (San Francisco, CA)
- …to the investment insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office culture with specific ... skills. The position requires a high focus on supervisory and regulatory requirements, business management and retention. Candidates should have excellent… more
- City National Bank (Los Angeles, CA)
- …of the Bank 's BSA Program while utilizing sound and current compliance industry standards and practices. Develop new and/or updates to policy and procedures ... the Bank 's screening models by completing testing and reporting tasks in compliance with the Bank 's Enterprise Model Risk Management Policy. * Analyzes and… more
- Bank of America (Walnut Creek, CA)
- …to the investment insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office culture with specific ... is responsible for leading the overall service delivery model to include the bank 's digital offerings and wealth management banking strategy in the market while… more
- Wells Fargo (Inglewood, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Community Mortgage Bank Sales Consultant (SAFE) in Consumer Lending as part of Home Lending. For additional information… more
- City National Bank (Long Beach, CA)
- …Qualifications* * Working knowledge of Bank operations, policies and procedures and regulatory compliance . * General knowledge of Bank products and ... banking office profitability. * Interacts in an effective and professional manner with all levels of Bank ...and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know… more