- BMO Financial Group (Santa Fe Springs, CA)
- …counterfeiting, money laundering, or defalcation. + Maintains the confidentiality of customer and Bank information in compliance with Bank policies and ... team that celebrates big ideas, supports your personal and professional growth, and makes a real impact in local...safeguarding procedures and applies due diligence in accordance with Bank 's policies and ethical standards for the prevention of… more
- Otsuka America Pharmaceutical Inc. (Sacramento, CA)
- …Establish and maintain data integrity policies, procedures, and guidelines. Ensure compliance with regulatory requirements (eg, FDA, EMA) and industry ... **Global Systems:** Manage and optimize global Quality systems to ensure compliance , efficiency, and continuous improvement. Establish and maintain best practices… more
- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- …of the Company's financial management (financial control and reporting, tax compliance , budgeting, etc.) for five affiliated corporate entities. Participates as a ... Principal) pursuant to FINRA requirements (responsible for maintaining required regulatory net capital; monthly, quarterly and annual filings; administrator of… more
- Robert Half Finance & Accounting (San Jose, CA)
- …along with payroll processing. * Coordinate the preparation and submission of regulatory reports. * Ensure compliance with federal, state, and local ... Half is looking for a meticulous Full Charge Bookkeeper to join our client's professional services team in San Jose, California. In this role, you will oversee all… more
- Wells Fargo (Santa Clara, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... corporate policies and procedures as well as the Uniform Standards of Professional Appraisal Practice (USPAP). + Exercise sound judgment, work independently with a… more
- Lincoln Financial (Sacramento, CA)
- …development + Knowledge of internal controls, business / information technology risk, regulatory and compliance frameworks (ITIL, NIST, COBIT, NY DFS, SEC, ... assessments and identify IT-related risks and vulnerabilities based on business objectives, regulatory requirements, and emerging threats. + Conduct end to end audit… more
- Robert Half Finance & Accounting (Oakland, CA)
- …controls to protect assets and ensure reliable financial reporting. + Monitor compliance with tax laws and regulatory requirements; supervise preparation of ... is pivotal in ensuring the integrity of financial reporting, maintaining compliance with relevant regulations, and providing strategic financial insights to support… more
- The County of Los Angeles (Los Angeles, CA)
- …Incumbents follow policies and procedures, established by departmental by-laws and regulatory agencies, to evaluate and verify professional licensure, education, ... practitioners and allied health professionals applying for membership in the Professional Staff Association (PSA); notifies the respective department chair and the… more
- House of Blues (CA)
- …and we are committed to meeting the challenges that come with the evolving business, regulatory and compliance landscape in which we operate. THE JOB We are ... America Accounting group. The role will be primarily responsible for ensuring compliance with all applicable accounting rules, managing SOX and financial audits and… more
- CIBC (San Francisco, CA)
- …+ Collaborate effectively: Build strong internal partnerships to deliver seamless, professional , and timely client service. + Ensure compliance : Implement ... We're building a relationship-oriented bank for the modern world. We need talented,...+ Risk aware: Maintain a thorough understanding of operational, regulatory , and compliance requirements. **What you need… more