- US Bank (Los Angeles, CA)
- …US Bank 's positions. + Provide legal support and guidance on enterprise-wide regulatory reporting and compliance projects. + Review and analyze regulatory ... practice law in at least one jurisdiction + Demonstrated experience with bank regulatory law including the Dodd-Frank Act, Federal Deposit Insurance Act, Bank… more
- City National Bank (Los Angeles, CA)
- …to assess the design and operating effectiveness of internal controls, adherence to regulatory reporting requirements and Bank policies, and the ... to verify the adequacy and effectiveness of controls over Bank 's risk management, monitoring and reporting operations....Bank policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know… more
- City National Bank (Los Angeles, CA)
- *TECHNOLOGY PROJECT SENIOR MANAGER- IT RISK AND REGULATORY * *WHAT IS THE OPPORTUNITY?* The IT Risk and Regulatory Project Manager is responsible for planning and ... technology projects or programs focused on IT risk, compliance, and regulatory initiatives. This role leads cross-functional project teams responsible for… more
- City National Bank (Los Angeles, CA)
- …be responsible for the timely and accurate preparation and coordination of the Bank 's annual financial statements, parent reporting , and projects that may be ... will also support the maintenance and development of the Bank 's financial accounting reporting system and tools....Compiles the support needed in the submission for assigned regulatory filings per FRB or OCC's reporting … more
- MUFG (Walnut Creek, CA)
- …of our recruitment team will provide more details. **Job Summary:** The Liquidity Regulatory Reporting Analyst is responsible for the production and submission ... regulatory filings in compliance with legal and regulatory requirements, the Bank 's policies and procedures,...of three years of related work experience in liquidity regulatory reporting and financial services industry experience.… more
- Lincoln Financial (Sacramento, CA)
- …74707 **The Role at a Glance** We are excited to bring on a ** Regulatory GAAP and Statutory Investment Reporting Analyst** to support the Investment Accounting ... will provide a work from home/remote work environment. _Background Details_ As a Regulatory GAAP and Statutory Investment Reporting Analyst, you will be… more
- City National Bank (Los Angeles, CA)
- …with all Bank Compliance policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Community Reinvestment Act, Fair Lending ... and review of electronic communications of employees for compliance with regulatory requirements. The Compliance Analyst will be responsible for identifying… more
- City National Bank (Los Angeles, CA)
- …classes and material(s) are in sync with "operational" policy/procedure and regulatory compliance. * Supports bank acquisitions through thorough analysis ... tools such as Brio, Business Objects, etc. * Thorough understanding of the bank 's operational policies and procedures and regulatory compliance, and knowledge of… more
- City National Bank (Los Angeles, CA)
- …assess the design and operating effectiveness of internal controls, adherence to regulatory requirements and Bank policies, and the effectiveness of operations ... to the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations * Responsible for reviewing outstanding issues relating to source validation,… more
- City National Bank (Los Angeles, CA)
- …or third parties (eg OCC, external auditors). * Maintain current knowledge of related regulatory and bank policies and procedures. * Represent the Bank ... ensure business unit satisfaction. Perform system administrative, configuration and reporting functions in the division which are NOT the...and Credit policies and procedures as well as all regulatory requirements (eg, Bank Secrecy Act, Know… more