- US Bank (Gardena, CA)
- … Bank Secrecy Act, information security and suspicious activity reporting requirements, policies and procedures. Actively participates in any required corporate ... At US Bank , we're on a journey to do our...all staff through continuous compliance training. Ensures documentation and/or reporting of all applicable transactions is within accepted quality… more
- Umpqua Bank (Irvine, CA)
- …+ Develop and maintain API and/or ETL processes, data pipeline, and reporting solutions for GRC data analytics including ServiceNow GRC AI governance and ... + Ensure data quality, consistency, and compliance with security and regulatory requirements. + Create dashboards and reports that provide actionable insights… more
- City National Bank (San Francisco, CA)
- …crimes. * Support financial crimes and OFAC investigations processes to meet regulatory reporting timeframes through workflow efficiencies. * Accountability for ... Bank 's FCC Detection and Prevention program. Duties including ensuring the bank 's TM coverage comply with FinCEN regulatory requirements/red flags, data used… more
- Citigroup (Beverly Hills, CA)
- …that cross generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can and cannot be ... line with the fundamental interests of the Citi Private Bank . + Help team members acquire the experience necessary...or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi.… more
- Citigroup (Los Angeles, CA)
- …that cross generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can and cannot be ... line with the fundamental interests of the Citi Private Bank . + Help team members acquire the experience necessary...or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi.… more
- City National Bank (Los Angeles, CA)
- …Bachelor's Degree or equivalent * Minimum 7 years of lending, compliance, and regulatory reporting . * Minimum 5 years of financial services experience ... controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory...and quality of records. * Comply fully with all Bank Compliance policies and procedures as well as all… more
- City National Bank (Los Angeles, CA)
- …disbursements and deposits, wires, IRA distributions, and contributions, and all regulatory correspondence. Review daily reporting (ie, overdrafts, unvested ... and CNB policies and procedures as well as all regulatory requirements and provides direction to staff members. Reviews...cash, fee maintenance, etc.) and ensure reporting and coding updates when policy and procedures change.… more
- City National Bank (Los Angeles, CA)
- …Monitoring and reporting on aggregate portfolios of change, and assesses Bank 's ability to deliver change by reviewing changes in aggregate and considering ... CHANGE MANAGEMENT OFFICE SR. LEAD* WHAT IS THE OPPORTUNITY? Reporting up through CNB's Governance, Risk and Controls division,...DO? * Understanding and educating any constituents in the bank of the prescribed processes and procedures to support… more
- Bank of America (Walnut Creek, CA)
- …to the investment insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office culture with specific ... is responsible for leading the overall service delivery model to include the bank 's digital offerings and wealth management banking strategy in the market while… more
- City National Bank (Los Angeles, CA)
- …* *Additional Qualifications* * Prior Business Banking experience helpful * Knowledge of Bank policies and procedures and regulatory compliance. * Knowledge of ... primary liaison between client and all areas of the bank . Perform follow-up with all clients to ensure completion...requests (cashier's checks, cash orders, FX, etc.) * Fraud reporting . * Is considered a subject matter expert in… more