- TD Bank (New York, NY)
- …MSRB RTRS Reporting and US Treasury Auctions + Identify key regulatory changes, and developments relevant to the business areas and proactively communicate the ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
- WMCHealth (Kingston, NY)
- …performance of all testing personnel (competency). + Assures timely submission of regulatory reporting , proficiency testing and other required submissions. + ... Laboratory Supervisor - Blood Bank Company: HealthAlliance Hospital City/State: Kingston, NY Category:...of assignments. Ensures department procedures and processes meet all regulatory compliance. May function as a highly skilled technologist… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank , Mizuho Bank (USA) and ... also provides compliance support services to Mizuho Americas LLC, the US bank holding company for Mizuho Financial Group. Summary The successful candidate will join… more
- TD Bank (New York, NY)
- …expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank /systemically important ... (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory requirements… more
- TD Bank (New York, NY)
- …of global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to applicable rules ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
- City National Bank (New York, NY)
- …and provides a final Workbook to the Processor * Ensures compliance with bank and statutory/ regulatory guidelines * Client Satisfaction * Promotes a team ... goal of achieving the optimal quality asset for the bank while satisfying the needs of borrower. The Underwriter...* Tracks, logs and provides daily, weekly, monthly, quarterly reporting of production statistics as defined by management *… more
- M&T Bank (Buffalo, NY)
- …AHCS modules. * Ensure compliance with accounting regulations and financial reporting standards. * Provide post-implementation support and drive continuous process ... application changes related to an enterprise-wide or business initiative, compliance/ regulatory requirement, required system change due to contractual agreement or… more
- M&T Bank (Buffalo, NY)
- …WILMINGTON DE** **Overview:** + Leads and executes audits over the Bank 's Information Technology (IT) Engineering, Operations, Governance, Risk Management and ... and remediation plan validations. Communicate audit progress and findings to Bank management and oversee Auditors (as applicable) on assigned audit activities.… more
- TD Bank (New York, NY)
- …business teams in the use and understanding of the data and reporting solutions + Develops data road map/information management strategies and corresponding ... trends + Skill in using analytical software tools, data analysis methods and reporting techniques + Skill in mentoring/coaching others + Skill in using computer… more
- TD Bank (Albany, NY)
- …meet business management, strategy and governance objectives. May provide complex reporting , analysis, and assessments at the functional or enterprise level. **Depth ... 5 + years relevant experience **Preferred Qualifications:** + Understanding of Commercial Bank - underwriting and lending -practices; specific familiarity with TD … more