- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as an IT Risk Management Reporting Specialist! The IT Governance, Risk, and Compliance ("IT GRC") team is seeking an Assistant Vice President to be a ... part of continued development in IT Risk Reporting . An ideal candidate would have a proven track...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- M&T Bank (Buffalo, NY)
- …line items + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.Identify ... + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more
- M&T Bank (Buffalo, NY)
- …to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... and reflects the M&T Bank brand. + Maintain M&T internal control standards, including...utiliizing either** **Power BI, Tableau, Alteryx, or SQL.** M&T Bank is committed to fair, competitive, and market-informed pay… more
- Bank of America (New York, NY)
- …Position Monitoring and Disclosures team is part of the Global Markets Non-Financial Regulatory Reporting department. The is a global function with three ... preparation of non-financial regulatory reports under the relevant regulatory reporting laws (substantial shareholdings, takeovers, short positions, issuer… more
- Bank of America (New York, NY)
- …* Experience interacting with regulatory agencies and /or reg exams. * Regulatory reporting experience and/or experience in a global markets regulatory ... reporting environment or exposure to position/transaction processes/life cycle * Regulatory reporting experience and/or experience in global banking … more
- TD Bank (New York, NY)
- …discretion in interacting and communicating with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + ... skills** + **Knowledge and experience within bank compliance or bank audit, legal and regulatory environment, enterprise governance framework, products… more
- TD Bank (New York, NY)
- …objective guidance and independent challenge to the business, proactively managing regulatory change and providing trusted and reliable reporting , advice ... role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build a more resilient and scalable… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build a more resilient and scalable ... build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In this role,...a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role… more
- TD Bank (New York, NY)
- …programs, governance, and risk frameworks.** + **Experience with management reporting / reporting routines (excluding Board reporting ), regulatory exams, ... + Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build a more resilient and scalable ... build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In this role,...monitoring plan for the US, , including, reports on regulatory themes and potential gaps in coverage, and creates… more