- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various business units. * ... Performs periodic compliance monitoring and prepares reports summarizing the Bank 's fair lending activity. * Supports the comparative file/matched pair analyses for… more
- TD Bank (New York, NY)
- …and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to ... Risk Analyst, RCSA Manager** provides a broad range of research, analysis, reporting , monitoring and/or operational process support within a defined area of… more
- Bank of America (New York, NY)
- …and employee communication. + Act as the primary resource for addressing regulatory risk, financial reporting , legal, compliance and operational risks, as ... reports using MS Office Toolkit, VBA and Tableau to support management reporting , business strategy, and meet regulatory compliance requirements. + Foster… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build a more resilient and scalable ... build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In this role,...compliance training as well as the preparation of all regulatory filings in the US and in other jurisdictions… more
- TD Bank (New York, NY)
- …of activities related to month-end financial closing, which details the Bank 's month-to-month financial condition, and/or completion of regulatory reports ... **Senior Financial Analyst** **Technical Competencies:** + **Financial & Management Reporting ** : Prepare and compile monthly and quarterly financial and… more
- Bank of America (New York, NY)
- …Business-Financial-Control-Product-Associate-Distressed-Products\_25033021) **Job Description:** At Bank of America, we are ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...a Line of Business (LOB) by producing all financial reporting and disclosures in partnership with senior management, front… more
- JPMorgan Chase (Brooklyn, NY)
- Join our Commercial & Investment Bank Treasury team to help manage the firm's capital in an ever shifting market environment-evaluating business profitability under ... dynamic and strategic role within the Commercial & Investment Bank Treasury (CIBT) group, where you will play a...the firm to drive business results while adhering to regulatory constraints and internal controls. **Job responsibilities** Focus on… more
- City National Bank (New York, NY)
- …Qualifications** * Bachelor's Degree or equivalent * Minimum 10+ years of lending and regulatory reporting in a data management environment * Minimum 10 years of ... act in a compliance advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible for managing and… more
- TD Bank (New York, NY)
- …and documentation of new processes + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... + Support the MBS trading/sales desk directly + Trace Monitoring, Fed Dollar Reporting + Assisting the MBS trading desk with Agency Exchanges, Supers, and New… more
- TD Bank (New York, NY)
- …enterprise and/or business-wide risk exposures for key business segment of the Bank or functional area. May provide oversight, commentary, and recommendations based ... of risk management governance, programs, policies, practices, operating frameworks & reporting for business supported and/or area of discipline + Knowledge of… more