- Wells Fargo (Santa Ana, CA)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as… more
- SMBC (Sacramento, CA)
- …and opportunities for improving business performance + Generate regular and ad-hock risk reports for management and regulatory requirements + Perform deep-dive ... our mission to create a completely new, 100% digital bank that uses consumer feedback to truly meet customers'...+ Risk Management Knowledge + Understanding of risk management concepts, metrics and regulatory requirements… more
- UMB Bank (Sacramento, CA)
- …control reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate works closely with the Compliance ... interviews with branch associates to assess the associate's understanding of applicable regulatory requirements. + Issuing a summary memorandum of each retail branch… more
- M&T Bank (Irvine, CA)
- …with non-compliance and inform management. Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with ... concerning creditworthiness of the customer following prescribed procedures. Assign an overall risk rating to the credit request. Assist in monitoring compliance to… more
- City National Bank (Los Angeles, CA)
- …Processes including Systems, Data Integration, Transformation and/or Handoffs, identification of Risk and Regulatory Obligations and mitigating Controls. This ... help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs...continues today. City National is a subsidiary of Royal Bank of Canada, one of North America's leading diversified… more
- City National Bank (Los Angeles, CA)
- …is strongly desired. * Prefer 3 years of banking experience, preferably in regulatory reporting or credit. * Knowledge of information access and delivery methods, ... CCAR reporting preferred. * Experience with CCAR reporting and/or credit risk analytics preferred. * Experience working and effectively collaborating with reporting,… more
- UMB Bank (Sacramento, CA)
- …ensure compliance with the valuation of real property as outlined in federal regulations and bank policy in order to mitigate risk . **_How you will spend your ... You will review and validate appraisals of complex and higher- risk commercial property types **_We are excited to talk...general commercial appraiser + Demonstrated ability to effectively apply bank policy and regulatory requirements to daily… more
- M&T Bank (Costa Mesa, CA)
- …client goals and objectives are achieved. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and ... MBA (Master's degree in Business Administration) or JD (Juris Doctor) M&T Bank is committed to fair, competitive, and market-informed pay for our employees.… more
- UMB Bank (Sacramento, CA)
- …to increase efficiency and effectiveness. It is a foundational aspect of the risk management and operational control structure of the Line of Business. The role ... time:** + Administer Policy, Process and Procedure management program for the Commercial Bank . + Lead efforts on the buildout of the process and procedure… more
- BMO Financial Group (CA)
- …and administration of the first line of defense (1st LOD) programs (eg, Operational Risk , AML, Compliance, Regulatory , etc.), through the use of data and ... a clear view of the US P&BB business-specific risks with the goal of improving the risk issues that violate compliance with the Bank 's risk requirements. +… more