- Citizens (San Francisco, CA)
- …thought leadership on policy creation and amendment based on solid analytical foundations, bank risk appetite and profitability informed by market and field ... consumer loan portfolio requires new roles in first line risk management. The Private Bank Consumer Credit...data. + Monitor emerging risks from changes in economic, regulatory , consumer, competitor or political environments and assess and… more
- City National Bank (Los Angeles, CA)
- …* Maintain awareness of current regulatory /industry trends impacting the Bank 's enterprise risk management program or practices. * Maintain familiarity ... address gaps in control design or operating effectiveness for product and change risk management * Review and challenge regulatory remediation activities in… more
- US Bank (Irvine, CA)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...at-all from Day One. **Job Description** The Business Banking Risk Director will partner with Senior to Executive Leaders… more
- City National Bank (Los Angeles, CA)
- …on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Assigned to one of ... *AUDITOR II- ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The auditor...and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know… more
- City National Bank (Los Angeles, CA)
- …and work in a dynamically changing environment. Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. * ... *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit...and taking into consideration industry development, emerging risks, and regulatory changes and expectations. Audit coverage focuses on the… more
- Deloitte (San Francisco, CA)
- Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted ... risk and an evolving regulatory environment into...regulator (eg, OCC, FRB) + Direct working experience developing bank licensing applications and their related business plans +… more
- Cherry Bekaert (Sacramento, CA)
- …Associate ( Regulatory Compliance)** to join our team providing internal audit, regulatory compliance and risk management services to banks and financial ... goal, providing our clients with deep knowledge, expertise and approaches in Regulatory Compliance, Internal Audit, Enterprise Risk Management, Technology … more
- City National Bank (Los Angeles, CA)
- …act in a compliance advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible for managing and ... and regulations, and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be responsible for maintaining regulatory … more
- Bank of America (Newport Beach, CA)
- …profitability by influencing Financial Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' ... and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + Coach advisors in supporting… more
- City National Bank (Los Angeles, CA)
- …audit programs to evaluate the adequacy of the operational processes to meet bank policies and procedures and regulatory requirements, identify data analytic ... changing environment with minimal supervision. * Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements.… more