- City National Bank (Los Angeles, CA)
- …audit programs to evaluate the adequacy of the operational processes to meet bank policies and procedures and regulatory requirements, identify data analytic ... changing environment with minimal supervision. * Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements.… more
- SMBC (Sacramento, CA)
- …and opportunities for improving business performance + Generate regular and ad-hock risk reports for management and regulatory requirements + Perform deep-dive ... our mission to create a completely new, 100% digital bank that uses consumer feedback to truly meet customers'...+ Risk Management Knowledge + Understanding of risk management concepts, metrics and regulatory requirements… more
- City National Bank (Los Angeles, CA)
- …The individual is responsible for expansion and oversight of City National Bank 's (CNB's) Information Management Risk (IMR) Program. Continuous Monitoring and ... Committee. Responsibilities include the development of Information Management risk process documents to identify bank -wide inventory...bank policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know… more
- City National Bank (Los Angeles, CA)
- …and confidential/special audit projects enterprise wide as requested by senior management of the Bank . * Communicate trends in risk and control issues to senior ... that the non-technical report reader can easily grasp the risk and controls. * Familiar with US Regulatory...help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs… more
- City National Bank (Los Angeles, CA)
- …laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, training, ... implement corrective actions or procedural changes, and applying a risk -based approach. WHAT WILL YOU DO? * Serve as...areas or products including mortgage ensuring materials comply with regulatory and business standards. * Manage regulatory … more
- City National Bank (Los Angeles, CA)
- …of credit quality and origination in alignment with Bank 's credit risk appetite, and compliance with institutional and regulatory requirements. * ... of the credit management team focused on the long-term risk -adjusted returns for the bank within the assigned business segment and/or geographic area(s). This… more
- Columbia Bank (Roseville, CA)
- …the on-going performance of models under their responsibility. + Identify emerging model risk issues impacting the Bank , changes in industry best practice ... individual educational presentations or roadshow sessions as assigned by the Model Risk Manager. + Demonstrates compliance with all bank regulations for… more
- City National Bank (Los Angeles, CA)
- …OFFICE SR. LEAD* WHAT IS THE OPPORTUNITY? Reporting up through CNB's Governance, Risk and Controls division, this newly formed Enterprise Change Management Office is ... tasked with: Maintaining enterprise processes and procedures to support change risk management. Performing quality assurance on risk assessments, change status… more
- US Bank (Glendora, CA)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...mutual funds, exchange-traded funds (ETFs) and closed-end funds. The Regulatory Administration Paralegal position is part of the … more
- City National Bank (Irvine, CA)
- … Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment ... segments and expand relationships to become our client's main bank option. * Manage a portfolio of existing clients...Regulatory / Compliance - strong understanding of the regulatory environment CNB operates in to manage risk… more