- City National Bank (Los Angeles, CA)
- …LEGAL & WEALTH MANGEMENT* WHAT IS THE OPPORTUNITY? Senior Counsel will provide general regulatory and transactional support to the Bank and its wealth management ... its wealth management business. WHAT WILL YOU DO? * Provide transactional and regulatory counsel to the Bank and its registered investment adviser,… more
- City National Bank (Los Angeles, CA)
- …and other 2nd line risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance, Business Continuity, IT Risk , Third ... *BUSINESS CONTROLS LEAD* WHAT IS THE OPPORTUNITY? 1LOD operational risk support responsible for ongoing day to day ...support, and strategies to Line of Business units on regulatory interactions as applicable * Build, cooordinate, and lead… more
- Bank of America (Walnut Creek, CA)
- …to the investment insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office culture with specific ... is responsible for leading the overall service delivery model to include the bank 's digital offerings and wealth management banking strategy in the market while… more
- City National Bank (Los Angeles, CA)
- …issues and the most pressing industry-related trends. Ensure compliance with all bank and regulatory policies, procedures, and requirements. * Ensures the ... is responsible for designing and executing a clear FX strategy around the bank 's existing and target client base (primarily focusing on the middle market,… more
- Wells Fargo (Coachella, CA)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... **About this role:** Wells Fargo is seeking a Community Mortgage Bank Sales Consultant (SAFE) in Consumer Lending as part of Home Lending. For additional information… more
- US Bank (San Francisco, CA)
- …Description** This position is an individual contributor role residing within the Bank 's Second Line of Defense Risk Management and Compliance organization. ... Specifically, this position supports the Model Risk Management ("MRM") program at the Bank ....Management Policy and Standards, and in adherence to applicable Regulatory Guidance. The individual in this position works with… more
- Citigroup (Beverly Hills, CA)
- …that cross generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can and cannot be ... behalf. + Maintain full understanding of client goals and risk tolerance to ensure that financial strategies are appropriate....line with the fundamental interests of the Citi Private Bank . + Help team members acquire the experience necessary… more
- Citigroup (Los Angeles, CA)
- …that cross generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can and cannot be ... behalf. + Maintain full understanding of client goals and risk tolerance to ensure that financial strategies are appropriate....line with the fundamental interests of the Citi Private Bank . + Help team members acquire the experience necessary… more
- City National Bank (Newport Beach, CA)
- … Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment ... promoting solutions to client needs, and actively embracing the Bank 's segmentation strategy by referring new business to the...Regulatory / Compliance - superior understanding of the regulatory environment CNB operates in to manage risk… more
- City National Bank (Westlake Village, CA)
- …and closes loan transactions, ensures conformance with Bank policy and regulatory requirements. Exercises sound credit and risk judgment in approving ... goals and objectives, while ensuring CNB credit quality and risk management guidelines are maintained. Presents a variety of...Safe Act. *Skills and Knowledge* * Working knowledge of Bank operations, policies and procedures and regulatory … more