- TD Bank (New York, NY)
- …staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in ... build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In...and approving remediation action plans + Responsible for assessing regulatory risk associated with new products, services… more
- US Bank (New York, NY)
- …to practice law in at least one jurisdiction + Demonstrated experience with bank regulatory law including the Dodd-Frank Act, Federal Deposit Insurance Act, ... support the enterprise Finance group as well as the Bank 's business lines. The attorney will provide regulatory...Partnering with stakeholders, including other members of the Legal Regulatory Group, the Law Division, Risk Management… more
- City National Bank (New York, NY)
- *TECHNOLOGY PROJECT SENIOR MANAGER- IT RISK AND REGULATORY * *WHAT IS THE OPPORTUNITY?* The IT Risk and Regulatory Project Manager is responsible for ... and/or complex technology projects or programs focused on IT risk , compliance, and regulatory initiatives. This role...* Interfaces with all levels of management throughout the bank * Displays creativity when designing solutions to problems… more
- City National Bank (New York, NY)
- * REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS* WHAT IS THE OPPORTUNITY? This position will work directly with the City National ... to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The role will support corporate… more
- TD Bank (New York, NY)
- …start-up-like setting as we build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In this role, you'll need to ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...**Knowledge and experience within bank compliance or bank audit, legal and regulatory environment, enterprise… more
- TD Bank (New York, NY)
- …start-up-like setting as we build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In this role, you'll need to ... Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build...Compliance Programs + Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory… more
- TD Bank (New York, NY)
- …start-up-like setting as we build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In this role, you'll need to ... of all aspects of Compliance/Center of Excellence programs in line with the Bank 's risk philosophy and strategic direction. **Depth & Scope:** + Works… more
- TD Bank (New York, NY)
- …+ Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + ... Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of… more
- TD Bank (New York, NY)
- …start-up-like setting as we build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In this role, you'll need to ... Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build...mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll… more
- SMBC (New York, NY)
- …and NAV-based facilities-to ensure alignment with the bank 's credit standards, risk appetite, and regulatory requirements. + Prepare and present written ... its employees. **Role Description** SMBC is seeking a **Credit Risk Associate** in the Credit Department with a strong...and finance, and a demonstrated ability to analyze credit risk in Fund Finance transactions. In this second-line role,… more