- Capital One (New York, NY)
- …and speed. + Strong risk management mindset with working knowledge of regulatory requirements relevant to the bank 's Broker Dealer (SEC / FINRA) and ... Head of Product, Commercial Bank Capital Markets **Capital Markets | Head of...have the tools they need to advise clients, manage risk , and execute on trades and transactions in a… more
- M&T Bank (Buffalo, NY)
- …using financial statements. + Provide financing structures up to $500,000 to the Bank 's customers and prospects that mitigate risk , while allowing the ... Bank to win additional business. + Effectively address risk on existing customer relationships by properly restructuring credit, when appropriate. + Incumbent… more
- M&T Bank (Buffalo, NY)
- …teams and Corporate Security leadership. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... assessments and investigations to mitigate real-world risks to the bank 's executives, facilities, operations, and reputation. Evaluates threats, disruptions, and… more
- TD Bank (New York, NY)
- …Planning Manager will lead the strategic planning and campaign needs for TD Bank 's US Credit Card portfolio. The role will focus on driving consideration, deepening ... + Leads cross-functional teams or projects with significant resource requirements, risk and/or complexity + Independently manages end-to-end functional programs +… more
- City National Bank (New York, NY)
- … Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment ... Provides responsive, quality service. Manages overall relationship profitability and portfolio risk and is responsible for profitable growth of the assigned… more
- TD Bank (New York, NY)
- …for sophisticated clients + Tailers investment vehicles to fit tax, yield, or risk needs + Works with advisors, investment strategists and portfolio managers to ... for TD Access, ESOP/GSR, and Business Resiliency + Oversees and ensures all regulatory requirements are met including pre- and post-acceptance review, Reg 9, and… more
- TD Bank (New York, NY)
- …and own the methodology for monitoring and testing by 2nd line including compliance risk and controls + Works with other second and third line functions, to support ... the second line testing function + Enforces standards for an effective risk -mediation process (for example, root-cause analysis and performance tracking) to ensure… more
- TD Bank (New York, NY)
- …expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank /systemically important ... sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory … more
- HSBC (Buffalo, NY)
- …in global initiatives to represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc + Assist, ... over the design and operating effectiveness of the Group's framework of risk management, control and governance processes. GIA possesses specialized capabilities and… more
- TD Bank (New York, NY)
- …and evolving regulatory requirements and assesses potential impacts to the Bank + Assesses/identifies key issues and escalates to appropriate levels and relevant ... subject matter expertise and is responsible for contributing to the planning, risk assessment and/or execution of audits and/or related processes. The Audit Manager… more