- TD Bank (New York, NY)
- …Markets is responsible for mortgage product development, pricing, OTS pipeline risk management, mortgage hedging strategies, whole loan trading program, trade ... and initiatives + Maintains up to date awareness of regulatory , competitive and industry landscape to obtain market insights;... requirements + Is knowledgeable of and complies with Bank and Industry Codes of Conduct + Maintains a… more
- TD Bank (Melville, NY)
- …trends, and evolving regulatory requirements and assess potential impacts to the Bank + Assesses / identifies key issues and escalate to appropriate levels and ... a diverse portfolio of business management activities for complex or high risk functional area(s), and implement policies / processes and/or initiatives to meet… more
- TD Bank (New York, NY)
- …solutions for the organizations they support that deliver superior risk adjusted profitability + Creates "story-telling" presentations on business performance ... cross-functional/enterprise initiatives as a subject matter expert helping to identify risk /provide guidance for complex situations + Conducts internal and external… more
- TD Bank (New York, NY)
- …audit planning process for specific audits, ensuring appropriate programs and risk assessments are completed accordingly. + Manage the ongoing audit communications ... audit management. + Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm...area of specialization. + Support the audit engagement and risk assessment process to identify key risks and identify… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Assist in the development, design, and ... and is implementing new enhancements to existing programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk… more
- M&T Bank (Rochester, NY)
- …performance management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with ... relationships in the M&T branch system through modeling and coaching the Bank 's sales process. Plays key role in Relationship Management (customer assessments,… more
- MUFG (New York, NY)
- …details. **Major Responsibilities:** Responsible for implementation of the credit risk underwriting and management function for Securitized Products, providing ... projection and derivation of expected case losses + Advise origination team on credit risk issues/terms and conditions to create the best possible deal with a goal… more
- TD Bank (New York, NY)
- …+ Be part of a high-impact team at the forefront of managing reputational and regulatory risk . + Work in a dynamic, global environment with opportunities for ... and other business units within TD Securities and TD Bank as needed. + Work closely with the Conflicts... requirements and assisting business units to manage their regulatory risk . **Depth & Scope:** + Works… more
- M&T Bank (Buffalo, NY)
- …to take ownership of their development + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... **Who We Are: Enterprise Transformation Delivery** _Engaged in the bank 's most critical & strategic initiatives, leveraging modern delivery...Company's Risk Appetite. + Design, implement, maintain and enhance internal… more
- City National Bank (New York, NY)
- … Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment ... be able to be registered under the Safe Act. * Working knowledge of Bank operations, policies and procedures, and regulatory compliance. * General knowledge of… more