- Mizuho Corporate Bank (New York, NY)
- …lines. Key Responsibilities: + Maintain Operations daily dashboard to report key risk indicators across all teams in Operations. + Prepare monthly reports for ... to the overall control environment. + Coordinate with other internal functions (Non-Financial Risk , Business Risk & Control, Compliance ) on the implementation… more
- UMB Bank (Albany, NY)
- …control reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate works closely with the Compliance ... interviews with branch associates to assess the associate's understanding of applicable regulatory requirements. + Issuing a summary memorandum of each retail branch… more
- Citigroup (Getzville, NY)
- …Manage, escalate, track issues and ensure resolution of issues that poses operational / regulatory risk to the firm. + Ensure capital and customer reserve ... **Objective** The Operations Regulatory Reporting group validates, monitors, & performs ...needed to provide information and responses. + Participate in bank examinations and internal and external audits. + Maintain… more
- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Commitments Team (RCT) within the Compliance & Operational Risk Team as part of the Commercial & Investment Bank (CIB) Central Controls ... Office. This team is the unique provider of horizontal regulatory oversight and governance for the CIB, responsible for enhancing transparency and senior oversight… more
- TD Bank (New York, NY)
- …and project coordination support across multiple initiatives that connect the bank with innovative third-party partners. The successful candidate will work closely ... **4. Documentation & Governance** - Prepare documentation for vendor assessments, risk reviews, and compliance approvals. - Ensure all records meet internal… more
- M&T Bank (Buffalo, NY)
- …salary recommendations, performance management, and terminations. + Uphold the Company's risk and regulatory standards, policies, and controls, consistently ... internal controls to mitigate risks. Be vigilant in identifying and escalating risk -related issues to management. + Cultivate an inclusive environment that embraces… more
- M&T Bank (Amherst, NY)
- …and send customer data transmissions. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... Company's Risk Appetite. Identify risk -related issues needing escalation...an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- M&T Bank (Buffalo, NY)
- …(internal/external) + Customer/vendor Interaction + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance ... with the Company's Risk Appetite. Identify risk -related issues needing escalation...an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- M&T Bank (Buffalo, NY)
- …Sheet and Income Statement line items + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... Company's Risk Appetite.Identify risk -related issues needing escalation to...an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- M&T Bank (Buffalo, NY)
- …jurisdictions for recording as instructed.* Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with ... the Company's Risk Appetite. Identify risk -related issues needing escalation...an environment that supports belonging and reflects the M&T Bank brand.* Maintain M&T internal control standards, including timely… more