- American Express (New York, NY)
- …effective processes. + Support an effective Compliance program including Compliance Risk Assessment, Regulatory Change Management, and contribute to the ... Business Unit Compliance Assessments, Key Risk Indicators and Regulatory Business Self Testing. + Review proposed marketing campaign materials and strategies, to… more
- Scotiabank (New York, NY)
- …independent, and objective assurance over the design and operations of the Bank 's internal controls, risk management and governance processes. We are ... and leverage broader Bank relationships, systems, and knowledge. + Understand how the Bank 's risk appetite and risk culture should be considered in… more
- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk . The ... multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company. Wells Fargo Bank NA seeks a **Senior… more
- Scotiabank (New York, NY)
- …trading products; For example, EES, options, custom equity baskets, etc. + Understand how the Bank 's risk appetite and risk culture should be considered in ... and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and… more
- Robert Half Finance & Accounting (New York, NY)
- …with knowledge of Auditing various business areas such as Accounting, Third Party Risk , Regulatory Compliance, Treasury, and Risk Management. Must have ... schedule of the New York Branch based upon the Bank 's accepted Risk Assessment Program and Audit...Auditing various business areas such as Accounting, Third Party Risk , Regulatory Compliance, Treasury, Risk … more
- KeyBank (Amherst, NY)
- …the Bank 's policies and procedures are consistent with applicable regulatory requirements and expectation and industry best practices. + Responsible for managing ... operations, and risk management strategies with respect to applicable OCC regulatory expectations and pertinent regulations (eg - 12 CFR 9) required to lead… more
- HSBC (New York, NY)
- …assessment, wherever possible supported by automation, measures and analytics + Ensure regulatory and risk management outcomes are being maintained or robustly ... strategy, and turbo-charge delivery, as the accountable owner for Cryptography across the bank . This senior role reports directly into the Global Head of Cyber… more
- American Express (New York, NY)
- …& Control Self-Assessment (RCSA) framework. This role is instrumental in fulfilling regulatory commitments and promoting a risk -aware culture across the ... define the future of American Express. American Express National Bank is American Express' US banking operation, representing more...be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Scotiabank (New York, NY)
- …framework for US activities, driving consistency across businesses + Understanding how the Bank 's risk appetite and culture should be considered in day-to-day ... various recurring Management and Executive Committees, Board meetings, and regulatory forums + Regulatory and Controls +...cost management initiatives as required + Under how the Bank 's risk apetite and risk … more