- KeyBank (Amherst, NY)
- …the Bank 's policies and procedures are consistent with applicable regulatory requirements and expectation and industry best practices. + Responsible for the ... private banking, securities/investment management, capital markets), compliance, operations, and risk management strategies with respect to applicable regulatory … more
- American Express (New York, NY)
- …effective processes. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management (RCM), and contribute ... to the Business Unit Compliance Assessments (BUCA), Key Risk Indicators (KRIs) and Regulatory Business Self Testing (RBST). + Review proposed marketing campaign… more
- American Express (New York, NY)
- …is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company ... manages risk . We are committed to growing our audit staff...group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... be able to bring in new clients to the Bank , deepen existing client relationships and improve client experience...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... be able to bring in new clients to the Bank , deepen existing client relationships and improve client experience...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- MUFG (New York, NY)
- …internal legal, compliance, and risk teams to ensure all transactions comply with bank policies and regulatory requirements. + Serve as the primary point of ... necessary approvals. + Ensure that all transaction components align with the bank 's risk appetite and strategic goals. **Post-Closing Transaction Management:** +… more
- Scotiabank (New York, NY)
- …the Team's collective issues management and validation testing efforts. + Understand how the Bank 's risk appetite and risk culture should be considered in ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on… more
- Banc of California (New York, NY)
- …credit policy and regulatory guidance. + Manages, executes, and enforces the Bank 's credit policy. + Takes action as needed to ensure adherence to the credit ... loans by proper risk rating. + Ensures that new loans are properly risk rated per Bank 's risk rating definitions. + Strong knowledge of bank related… more
- KeyBank (NY)
- …monitoring and recommend improvements to business processes, which are necessary to meet regulatory changes and further mitigate potential risk exposure to Key ... **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping… more
- Scotiabank (New York, NY)
- …the incumbent will be responsible for monitoring the performance of the portfolio, risk rating integrity, and compliance and regulatory review. **What You'll ... of credit presentations and client negotiations, to mitigate the risk of losses to the Bank . +...credit. + Support internal/external audit reviews, as well as regulatory inquiries. **What You'll Bring** + Comprehensive knowledge and… more