- Scotiabank (New York, NY)
- …governance and management capabilities, policy, practices, and supporting technology. Understand how the Bank 's risk appetite and risk culture should be ... high-performing culture. TITLE: Senior Manager, Data Governance DUTIES: The Bank of Nova Scotia seeks Senior Manager, Data Governance...as primary point of contact for all Audit and Regulatory engagements for the GBM Data Office. Aggregate and… more
- Santander US (New York, NY)
- …and manage cyber security threats, ensure systems availability, align with global regulatory risk and compliance requirements, and manage systems and network ... potential security risks, breaches/ exposures impacting highly complex / high risk businesses or transformational (change the bank ) strategic initiatives… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... helps clients manage exposures to interest rate and FX risk through the structuring of hedging strategies. Our integrated...+ Ensure compliance with all new Dodd-Frank and Other regulatory rules and help guide team to improve process… more
- MUFG (New York, NY)
- …and maintain knowledge of industries represented in portfolio, including technical aspects and regulatory issues + Attend client and bank meetings as appropriate ... Understand accounting of financial institutions clients Critical functions include assessing risk factors associated with each credit and determining the appropriate… more
- Wells Fargo (Purchase, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... **Banking, Lending, & Trust (BL&T)** unlocks access to Wells Fargo Bank products and services to high-net-worth and ultra-high-net-worth individuals and families… more
- CIBC (NY)
- …and recommendations to stakeholders + **You can demonstrate experience in** internal/external regulatory risk policies, procedures and controls. + **You give ... We're building a relationship-oriented bank for the modern world. We need talented,...BCM program in the delivery of effective BCM planning, risk monitoring and mitigation. Reporting to the Director of… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... with outstanding talent. It all begins with you. The Corporate & Investment Bank (CIB) delivers a comprehensive suite of banking, capital markets and advisory… more
- MUFG (New York, NY)
- … management practices. You will evaluate, monitor, and report on the quality of risk assets and effectiveness of the Bank 's processes to control credit, trading, ... nature. In addition, you will give prompt feedback to Bank management on the results of monitoring and examination...activities. This role is assigned complex portfolios and higher risk issues. **Major Responsibilities:** + Monitor risk … more
- Raymond James Financial, Inc. (New York, NY)
- …Securities industry compliance practices, concepts, and procedures. + SEC, FINRA, FRB Bank Holding Company, and state regulatory frameworks. + Financial markets, ... + Leadership and collaboration across senior business units. + Strategic planning, risk management, and regulatory analysis. + Compliance investigations and… more
- American Express (New York, NY)
- …managing multiple products and projects, acting independently and making sound risk -based decisions representing the LOBCO team during interactions with GCS, TRS ... and bank partners. **Responsibilities:** + Providing 2nd line credible challenge...assess compliance risks, new/enhanced controls, and ensure adherence with regulatory requirements. + Monitoring and tracking multiple large-scale projects… more