- Wells Fargo (Purchase, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... **Banking, Lending, & Trust (BL&T)** unlocks access to Wells Fargo Bank products and services to high-net-worth and ultra-high-net-worth individuals and families… more
- Citigroup (New York, NY)
- **Overview of the Organization:** Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and ... securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi creates...first line of defense for wholesale and counterparty credit risk management and works with Independent Risk … more
- Raymond James Financial, Inc. (New York, NY)
- …Securities industry compliance practices, concepts, and procedures. + SEC, FINRA, FRB Bank Holding Company, and state regulatory frameworks. + Financial markets, ... + Leadership and collaboration across senior business units. + Strategic planning, risk management, and regulatory analysis. + Compliance investigations and… more
- Santander US (New York, NY)
- …and manage cyber security threats, ensure systems availability, align with global regulatory risk and compliance requirements, and manage systems and network ... potential security risks, breaches/ exposures impacting highly complex / high risk businesses or transformational (change the bank ) strategic initiatives… more
- CIBC (NY)
- …and recommendations to stakeholders + **You can demonstrate experience in** internal/external regulatory risk policies, procedures and controls. + **You give ... We're building a relationship-oriented bank for the modern world. We need talented,...BCM program in the delivery of effective BCM planning, risk monitoring and mitigation. Reporting to the Director of… more
- American Express (New York, NY)
- …managing multiple products and projects, acting independently and making sound risk -based decisions representing the LOBCO team during interactions with GCS, TRS ... and bank partners. **Responsibilities:** + Providing 2nd line credible challenge...assess compliance risks, new/enhanced controls, and ensure adherence with regulatory requirements. + Monitoring and tracking multiple large-scale projects… more
- HSBC (New York, NY)
- …of business (asset classes) and support functions (market risk , liquidity risk , finance, operations, surveillance, regulatory compliance, etc) + Exhibit ... of defence functions (eg Product Control / Finance, Market Risk , Regulatory Compliance, Front Office, Markets Operations,...And we want you to help us build the bank of the future! All qualified applicants will receive… more
- HSBC (New York, NY)
- … risk , compliance policies, and client outcome standards-safeguarding the bank 's reputation and maintaining portfolio quality. For this role, HSBC targets ... communities and the planet we all share. As the world's largest trade finance bank in the world, HSBC's Global Trade Solutions (GTS) offers a comprehensive range of… more
- Citigroup (New York, NY)
- …that cross generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can and cannot be ... behalf. + Maintain full understanding of client goals and risk tolerance to ensure that financial strategies are appropriate....line with the fundamental interests of the Citi Private Bank . + Help team members acquire the experience necessary… more
- American Express (New York, NY)
- … regulatory and industry cybersecurity requirements and frameworks over risk management, technology, and information security + Maintain the team's resources, ... that: + Provides data-driven and technology-enabled assurance + Delivers timely risk insights that are business-aware and forward-looking + Supports our colleagues… more