- Wells Fargo (Rye Brook, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... and exercise judgement within defined policies and procedures + Develop understanding of bank products and services to connect to customers' needs + Interact with… more
- CIBC (New York, NY)
- …parent bank swap dealer. **How You'll Succeed:** + Executing risk -based compliance examinations that adequately address coverage of laws and regulations ... We're building a relationship-oriented bank for the modern world. We need talented,...as well as adherence to internal policies and standards (" regulatory obligations") + Develop, perform and document risk… more
- MUFG (New York, NY)
- …and maintain knowledge of industries represented in portfolio, including technical aspects and regulatory issues. + Participate in client and bank meetings as ... transaction origination and credit analysis efforts. Critical functions include assessing risk factors associated with each credit and determining the appropriate … more
- American Express (New York, NY)
- …accepts American Express and runs the company's payment network and manages bank partnerships globally. The objective of the GMNS Control Management Specialized ... Operational Risk (OR) team is to provide subject matter expertise...awareness and understanding of emerging trends, best practices, and regulatory updates relevant to operational risks and share this… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Corporate & Investment Bank (CIB) delivers a comprehensive suite of banking, capital… more
- JPMorgan Chase (New York, NY)
- …Global Private Bank (sales) functions, as well as Technology, Legal, Risk , Compliance, and Marketing, to design and deliver solutions that enhance client ... to Ultra High & High Net Worth Global Private Bank clients servicing our global clients for their residential...deep understanding of the mortgage business, its processes, and regulatory complexities. Collaboration with the Head of EMEA Mortgage… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk...States : Texas : Houston Scotiabank is a leading bank in the Americas. Guided by our purpose: "for… more
- HSBC (New York, NY)
- … risk , compliance policies, and client outcome standards-safeguarding the bank 's reputation and maintaining portfolio quality. For this role, HSBC targets ... communities and the planet we all share. As the world's largest trade finance bank in the world, HSBC's Global Trade Solutions (GTS) offers a comprehensive range of… more
- Citigroup (New York, NY)
- …that cross generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can and cannot be ... behalf. + Maintain full understanding of client goals and risk tolerance to ensure that financial strategies are appropriate....line with the fundamental interests of the Citi Private Bank . + Help team members acquire the experience necessary… more
- Scotiabank (New York, NY)
- …Derivative book, including sales, structuring, pricing, execution, funding, risk management, legal, compliance, client management/onboarding and all operational ... to provide tailored derivative solutions. Understand and articulate the mechanics and risk profile of transactions. Partner with Equity Capital Markets and Corporate… more