- Citigroup (Getzville, NY)
- Job Description **Overview of Citi:** Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and ... securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi creates...that data to inform our business-as-usual operations and our risk analyses, whether for real-world needs or as part… more
- Scotiabank (New York, NY)
- …process management + Ongoing client relationship management + Work closely with internal risk management functions, legal counsel, regulatory , credit, tax and + ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...and be responsible for cultivating direct relationships for the bank enabling us to further source and develop opportunities.… more
- SMBC (New York, NY)
- …to include: bank capital structure, and a general understanding of regulatory requirements. Regional Bank coverage experience is a plus. **Role Objectives** ... a fast-paced entrepreneurial environment + An interest in the regulatory framework for Banks and Broker Dealers, to include...Dealer clients + Knowledge of general elements of credit risk as well as legal/compliance related to Bank… more
- PNC (New York, NY)
- …situations, suspected fraudulent activity, or any other potential weaknesses which place the Bank 's assets at risk . + Reviews and distributes New Business Survey ... borrower is reporting collateral values and ineligibles/ reserves accurately to protect the bank from advancing funds in excess of the actual collateral value. Uses… more
- Citigroup (Queens, NY)
- …skills for report building and presentations + Intermediate understanding of regulatory , compliance, risk management and financial management, and data ... other related parties + Assist BU Head in identifying risk and opportunities related to BU activities in particular...governance concerns + Basic understanding of Bank ALM, Capital, and Liquidity considerations + Basic experience… more
- Santander US (Brooklyn, NY)
- …exceptional customer experiences and fostering team member growth. You oversee risk controls by ensuring compliance with policies, procedures, and regulatory ... various transactions, including deposits, withdrawals and payments. + Oversee operational risk control measures to safeguard branch assets, including Vault and ATM… more
- Santander US (New York, NY)
- …desk in New York. The candidate will be responsible for pricing, executing, and managing risk in Andean FX Markets ( CLP, COP, PEN) with focus in Chilean Markets. ... for Santander clients base across different segments of the bank . Key Responsibilities: + Trade CLP NDF and other...trading desk in Chile + Monitor and manage market risk + Collaborate with sales and strategy team to… more
- SMBC (New York, NY)
- …reinforce the firm's culture of compliance. + Partner with business heads and risk functions to enhance awareness of culture trends and themes, providing strategic ... teams, business lines, and key support functions such as Legal, HR, and Risk Management to drive alignment and ensure informed decision-making. + Stay current with… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible ... with Company policy and strategy and gain a consensus of risk mitigation approaches. **Key Responsibilities:** + **Inspection Readiness:** Ensure continuous… more
- HSBC (New York, NY)
- …of the US market, wealth, affluesnt market trends, and deep understanding of US regulatory framework, risk management and compliance + Outstanding work ethic and ... focus on results while maintaining a safe and sound risk and control framework. You will report to The...outcomes + Operate the business in compliance with all regulatory , legal and HSBC standards + Report to Regulators,… more