- City National Bank (New York, NY)
- …act in a compliance advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible for managing and ... and regulations, and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be responsible for maintaining regulatory … more
- TD Bank (New York, NY)
- … regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment ... Banking Compliance team in a manner consistent with the Bank 's risk culture and the relevant ...debt securities + Oversees the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations,… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** Roles in the second line of defense Financial ... Crime Risk Management Testing team (FCRM) are responsible for maintaining...procedures, and expectations or non-compliance with key laws and regulatory requirements. Testing teams implement consistent and standardized testing… more
- Scotiabank (New York, NY)
- …'s preparedness for new regulatory mandates as appropriate + Understand how the Bank 's risk appetite and risk culture should be considered in day-to-day ... senior stakeholders in the three lines of defense, including Bank management and governance committees on regulatory ...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- TD Bank (New York, NY)
- …escalations, and restrictions related to customers identified as posing increased financial crime risk , in compliance with the bank 's Customer Exit Standard. The ... details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime ...to oversee the financial crime customer exits at the bank and manage the bank 's internal Watchlist.… more
- Bank of America (New York, NY)
- …will have significant impact to the firms Regulatory , Financial, Reputational and Operational risk to the Bank . On a tri-annual basis this associate will be ... 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Operations-Lead\_25010456-2) **Job Description:** At Bank of America, we are guided by a common… more
- TD Bank (New York, NY)
- …of all aspects of Compliance/Center of Excellence programs in line with the Bank 's risk philosophy and strategic direction. **Depth & Scope:** + Recognized ... Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build...areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending… more
- TD Bank (New York, NY)
- …enhancing their knowledge and expertise; employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code ... TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and… more
- TD Bank (New York, NY)
- …of all aspects of Compliance/Center of Excellence programs in line with the Bank 's risk philosophy and strategic direction. **Depth & Scope:** + Works ... Compliance Business Oversight Manager provides second line oversight and support to TD Bank 's compliance and business units related to fair lending and UDAAP for all… more
- M&T Bank (New York, NY)
- …performance management and terminations + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with ... Ensure processes and procedures for governance are appropriate and regulatory and reputation risks are minimized + Provide review...The Derivatives portfolio is a significant component of the Bank 's balance sheet risk management function. .… more