- TD Bank (Charlotte, NC)
- …Audit & Exam Center of Excellence's execution of the following: Internal Audits, Regulatory Exams (limited scope or BL-focused), Internal Reviews (2nd Line) and may ... management support including working with partners to obtain responses, facilitate regulatory submissions in the appropriate time and manage communications and… more
- City National Bank (Raleigh, NC)
- …and confidential/special audit projects enterprise wide as requested by senior management of the Bank . * Communicate trends in risk and control issues to senior ... that the non-technical report reader can easily grasp the risk and controls. * Familiar with US Regulatory...help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs… more
- TD Bank (Asheville, NC)
- …+ Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code ... small sized store and team (based on US TD Bank store levelling criteria) + Oversees and leads a...+ Requires process management knowledge and knowledge of the risk profile for team processes supported, strong knowledge in… more
- US Bank (Charlotte, NC)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...meet the standards of internal testing, audit reviews, and regulatory exams; the Monitoring Management & Development team must… more
- TD Bank (Charlotte, NC)
- …initiatives and interacting with internal partners such as Legal, Compliance, Privacy, Operational Risk , Regulatory Risk , Fraud, TRMIS and others to ensure ... + Actively engages partners including Legal, Compliance, Privacy, Operational Risk , Regulatory Risk , Fraud, TRMIS...leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we… more
- Bank of America (Charlotte, NC)
- …Applying quantitative methods to develop capabilities that meet line of business, risk management and regulatory requirements + Understanding financial data: ... and repeatable technical documentation models and testsfor internal and regulatory purposes Team Overview: Global Risk Analytics...risk and capital measurement, management and reporting across Bank of America. GRA and EIT partner with all… more
- TD Bank (Hendersonville, NC)
- …to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the Bank and Customers. This role will drive, ... + Work focus time horizon is generally short term with low to moderate risk + Demonstrates understanding of bank operational policies, procedures and regulations… more
- City National Bank (Charlotte, NC)
- …laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, training, ... implement corrective actions or procedural changes, and applying a risk -based approach. WHAT WILL YOU DO? * Serve as...areas or products including mortgage ensuring materials comply with regulatory and business standards. * Manage regulatory … more
- TD Bank (Charlotte, NC)
- …in alignment with risk appetite + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... to loan decision process based on evaluation of credit risk and other key factors from Credit Management +...Actively generates referrals to all business partners in the Bank to help meet the comprehensive financial needs of… more
- Bank of America (Charlotte, NC)
- …Data-Quality--DQ--Audit-Team\_25034615-2) **Job Description:** At Bank of America, we are ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...audit programs designed to measure and report on data risk across the enterprise. Will act as an individual… more