- Bank of America (Charlotte, NC)
- …Operations-Professional-Markets-Subject-Matter-Expert-Manager\_25032845) **Job Description:** At Bank of America, we are ... rewarding performance, and how we make an impact in the communities we serve. Bank of America is committed to an in-office culture with specific requirements for… more
- City National Bank (Charlotte, NC)
- … Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment ... Provides responsive, quality service. Manages overall relationship profitability and portfolio risk and is responsible for profitable growth of the assigned… more
- City National Bank (Charlotte, NC)
- …management includes recommendation of loan decisions on credits as well as Borrower and Regulatory risk ratings. Additionally, Deputy Head will lead the bank ... the timely recognition and reporting of changes in loan quality and risk to minimize the Bank 's exposure and ensure that proper reserves are in place. * Directs… more
- Fifth Third Bank, NA (Charlotte, NC)
- …monitoring of the business. This role includes client interaction, managing portfolio risk , and adhering to policy and regulatory guidelines. A critical ... and behaviors drive a positive customer experience. While operating within the Bank 's risk appetite, achieves results by consistently identifying, assessing,… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Investigates, monitors and reports on cases involving potential threats to the Bank to ensure compliance with regulatory requirements. Responsible for filing ... financial crime related matters when appropriate. Responsible and accountable for risk by openly exchanging ideas and opinions, elevating concerns, and personally… more
- TD Bank (Charlotte, NC)
- …for sophisticated clients + Tailers investment vehicles to fit tax, yield, or risk needs + Works with advisors, investment strategists and portfolio managers to ... for TD Access, ESOP/GSR, and Business Resiliency + Oversees and ensures all regulatory requirements are met including pre- and post-acceptance review, Reg 9, and… more
- TD Bank (Charlotte, NC)
- …and own the methodology for monitoring and testing by 2nd line including compliance risk and controls + Works with other second and third line functions, to support ... the second line testing function + Enforces standards for an effective risk -mediation process (for example, root-cause analysis and performance tracking) to ensure… more
- TD Bank (Charlotte, NC)
- …industry-leading + Keeps abreast of emerging issues, trends and evolving regulatory requirements to identify new opportunities and assesses potential impacts + ... Develops and manages productive internal and external relationships + Ensures risk issues are identified, mitigated and reported per enterprise policy / guidelines… more
- Bank of America (Greensboro, NC)
- …(https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Greensboro/AML-Refresh Operations-Professional-MKTS\_25031439) **Job Description:** At Bank of America, we are ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...diligence (ECDD) in accordance with internal policies, procedures and regulatory guidelines aligned to more complex Jurisdictions and/or client… more
- TD Bank (Durham, NC)
- …trends, and evolving regulatory requirements and assess potential impacts to the Bank + Assesses / identifies key issues and escalate to appropriate levels and ... a diverse portfolio of business management activities for complex or high risk functional area(s), and implement policies / processes and/or initiatives to meet… more