- Citizens (Charlotte, NC)
- …advisor and influencer to our most senior leaders in the Wealth and Private Bank lines of business. Responsible for supporting the development and execution of the ... Wealth and Private Bank strategic plan through the design, implementation, management and...and strategic priorities. + Lead the plan design, plan risk and governance, and implementation of plan changes or… more
- SMBC (Charlotte, NC)
- …Analyst** to support the development and oversight of critical and high- risk supplier relationships. This role will collaborate closely with department heads ... engagements. The successful candidate will play a key role in ensuring the bank maintains a robust and compliant Supplier Management Program aligned with our Third… more
- Lincoln Financial (Greensboro, NC)
- …and regulatory input to stakeholders in Finance, Investments, Pricing, Risk Management, and Experience Studies. The role also provides opportunities for ... knowledge that may include Product Development, Pricing, Valuation, Modeling, Risk Management, Asset Liability Management, Investments, Data Analytics, and Internal… more
- SMBC (Charlotte, NC)
- …of post-trade processing systems across settlements, confirmations, collateral management, regulatory reporting, and risk . The ideal candidate combines ... Office applications supporting Fixed Income trading. + Partner with Technology, Operations, Risk , and Compliance to align QA with business priorities and … more
- PNC (Charlotte, NC)
- **Position Overview** PNC Bank seeks a dynamic and engaging Senior Group Manager to oversee the day-to-day running of electronic payments operations across the ... payment rails, oversight requirements, staffing mix evolve. o Manages risk with common sense and keen awareness of what...Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals… more
- Lincoln Financial (Raleigh, NC)
- …and system development + Knowledge of internal controls, business / information technology risk , regulatory and compliance frameworks (ITIL, NIST, COBIT, NY DFS, ... Plan audit engagements, identify inherent risks and control objectives, perform risk assessments and identify IT-related risks and vulnerabilities based on business… more
- SMBC (Charlotte, NC)
- …and execute the technology strategy for FCC, ensuring alignment with the bank 's overall compliance objectives, regulatory requirements and overall SMBC ... audit, external vendors and suppliers, to ensure technology solutions meet SMBC and regulatory standards and business needs. + ** Risk Management:** Identify and… more
- Truist (Greensboro, NC)
- …commercial loans, reviewing files and collecting information for adherence to regulatory , compliance, policies and procedures for all due diligence, legal ... to ensure an accurate and timely closing while maintaining the ban's risk and controls. **Essential Duties and Responsibilities** 1. Lead communication with key… more
- Truist (Whiteville, NC)
- …bank products and services. 4. Identify and escalate, as necessary, bank errors and regulatory concerns that pose a risk to the bank . 5. Inform and ... and laws to protect both our clients and Truist from any unnecessary risk . 7. Embrace ongoing personal and professional growth and development by participating in… more
- Comerica (Raleigh, NC)
- …Advisors, Private Bankers, and Wealth Associates. Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the ... and tax planning, cash flow analysis and budgeting, and risk management to ultra-high net worth clients. Uses advanced...existing audit, compliance and regulatory framework to ensure a high quality, compliant portfolio… more