- Comerica (Charlotte, NC)
- …the Business Control Director Senior is accountable for maintaining a robust First Line risk and control environment that enables the bank to operate within its ... who sets the 'tone from the top' within the bank . As controls are implemented and risk ...risk management oversight including committees and business meetings. Regulatory Engagement & Remediation The primary contact for … more
- Bank of America (Charlotte, NC)
- …around data capture and data usage controls. **Key Responsibilities:** + Performs ongoing risk assessments to identify key risks impacting regulatory reports and ... for auditing US regulatory reports + Performs scoping for individual regulatory report audits by risk assessing individual sub-schedules, line items, and… more
- Bank of America (Charlotte, NC)
- …Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Data-Policy-Manager\_25029982-1) **Job Description:** At Bank of America, we are guided ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...Responsible for keeping line of sight into any data risk and related issues impacting the FLU/CF, in accordance… more
- Bank of America (Charlotte, NC)
- …Data-Quality--DQ--Audit-Team\_25034629-2) **Job Description:** At Bank of America, we are ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...audit programs designed to measure and report on data risk across the enterprise. Implements and communicates Corporate Audits… more
- City National Bank (Raleigh, NC)
- …audit programs to evaluate the adequacy of the operational processes to meet bank policies and procedures and regulatory requirements, identify data analytic ... changing environment with minimal supervision. * Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements.… more
- TD Bank (Charlotte, NC)
- … risk rating accuracy, and problem loan administration + Interprets and applies Regulatory feedback and requirements as well as Bank policies and credit ... of Examinations and continuous review testing activities across the Bank 's broad range of Commercial loan portfolios. **Depth &...adherence of reviewed credits to these policies, credit standards, risk limits and Regulatory guidance + Analyzes… more
- City National Bank (Charlotte, NC)
- …The individual is responsible for expansion and oversight of City National Bank 's (CNB's) Information Management Risk (IMR) Program. Continuous Monitoring and ... Committee. Responsibilities include the development of Information Management risk process documents to identify bank -wide inventory...bank policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know… more
- TD Bank (Charlotte, NC)
- …input and leadership surrounding the strategic direction to address audit, loan review and regulatory findings as well as core risk initiatives and credit policy ... as the Exam Management Team Leader for the Commercial Bank . They will be responsible for overseeing the COE's..., enhance controls or remediate audit, loan review or regulatory findings + Creates and maintains Key Risk… more
- City National Bank (Charlotte, NC)
- …* Monitors and escalates issues and concerns of impact to the industry within the regulatory and legal environment to enable the Bank to respond to changes, ... with compliance colleagues and business line management to conduct risk assessments in order to recommend enhancements to current...Officer, acts as a BSA, AML, OFAC and KYC regulatory consultant throughout the Bank . Communicates and… more
- TD Bank (Charlotte, NC)
- …across Consumer Distribution & AMCB to deliver thought leadership and guidance on regulatory risk mitigation **Education & Experience:** + Bachelor's degree and ... US Wealth Senior Leadership Team, Federated Partners (Compliance, Legal), and AMCB Consumer Bank teams to ensure that all regulatory , compliance, audit, and… more