- Scotiabank (Houston, TX)
- …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... limited to the development of Compliance Policies & Procedures, performing regulatory horizon scanning and impact assessments, and completion of periodic Compliance… more
- Scotiabank (Houston, TX)
- …or changes to the terms or funding of deals as required. + Understand how the Bank 's risk appetite and risk culture should be considered in day-to-day ... and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and… more
- Comerica (Dallas, TX)
- …Human Capital, and Business Continuity. Position Responsibilities Collaborates with 1LOD on risk management frameworks, tools, regulatory requirements and how to ... of contact for the 1LOD relationship for all exam related activities including regulatory , 2LOD, Internal Audit, various internal Risk Pillars, etc. Gathers… more
- Comerica (Dallas, TX)
- …within the first line of defense of defense to ensure compliance with regulatory requirements of the Community Reinvestment Act (CRA), Home Mortgage Disclosure Act ... complete and accurate prior to uploading to Credible Challenge. Regulatory Compliance In collaboration with the CRA Testing Specialist...+ 4 years of experience in Compliance, Audit, or Risk Management + 3 years of experience in data… more
- MUFG (Irving, TX)
- …contributor will be a sanctions regulations subject matter expert supporting GSCD's Regulatory Advisory functions across MUFG Bank , globally. The GSCD Program ... is responsible for advising on regulatory / bank policy matters, managing global sanctions policy/procedure related matters, overseeing risk management related… more
- Comerica (Dallas, TX)
- Job Description BRCO Control Testing Senior Analyst The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and ... understand risk exposures and the controls needed which are integral...Experience in executing and reporting on testing reviews and/or regulatory issue validation activities Knowledge and experience with testing/auditing… more
- Comerica (Frisco, TX)
- …income to the overall balance sheet, up to $25 billion in interest rate risk hedges, and approx. $3 billion in pension plan assets. Responsible for all facets ... purchases and sales of multimillion-dollar securities, internal, external, and regulatory reporting, and portfolio maintenance on various software systems.… more
- Wells Fargo (Irving, TX)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... provide leadership in Wells Fargo's integrated audits, project audits, and "third-line" risk management activities supporting our SDI line of business. You'll be… more
- Citigroup (Irving, TX)
- …and external stakeholders. Special Assets is also responsible for determining accurate regulatory classifications, risk ratings, cost of credit and carrying ... should be applied to remedial situations. Special Assets has oversight of the bank 's most at- risk portfolio, but also provides early-stage consultation on… more
- Santander US (Dallas, TX)
- …procedures. From time to time, support of ad hoc projects to support regulatory , legal, bank and audit requirements. Disposition screening results in line ... Customer (KYC) processes and policies of US Santander Corporate and Investment Bank (SCIB). Objectives are to 1) ensure compliance with anti-money laundering (AML),… more